{"id":9586,"date":"2020-12-28T16:55:05","date_gmt":"2020-12-28T21:55:05","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=9586"},"modified":"2020-12-28T16:55:05","modified_gmt":"2020-12-28T21:55:05","slug":"finra-bars-peter-ianace-after-concealing-outside-business-activities","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-bars-peter-ianace-after-concealing-outside-business-activities\/","title":{"rendered":"FINRA Bars Peter Ianace After Concealing Outside Business Activities"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-9587 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/12\/Peter-Ianace.jpg\" alt=\"Peter Ianace (Peter Vincent Ianace CRD#: 3238078) is a formerly registered broker and investment advisor whose last known employer was Wells Fargo Clearing Services, LLC (CRD#:19616) of Plano, TX. His previous employers include Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#:7691) of Frisco, TX, Morgan Stanley Smith Barney (CRD#:149777) and Morgan Stanley &amp; Co. Incorporated (CRD#:8209), both of Plano, TX. He has been in the industry since 1999. Ianace is the subject of two current customer disputes, filed on 8\/7\/2020 and 8\/24\/2020, with similar allegations of unsuitable recommendations. One client also alleges that Ianace \u201cneglected to reduce the over-concentrated and over-leveraged nature of their accounts.\u201d Both disputes are currently listed as \u201cpending.\u201d FINRA began an investigation into Ianace\u2019s business activities outside of his firm after he failed to report them. Ianace initially cooperated with the investigation, but stopped in August of 2020. After declaring to FINRA staff that he would not provide any further assistance or documentation, FINRA issued an Acceptance, Waiver &amp; Consent (AWC) which Ianace signed.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/12\/Peter-Ianace.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/12\/Peter-Ianace-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Peter Ianace (Peter Vincent Ianace CRD#: <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/3238078\" target=\"_blank\">3238078<\/a>) is a formerly registered broker and investment advisor whose last known employer was Wells Fargo Clearing Services, LLC (CRD#:19616) of Plano, TX. His previous employers include Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#:7691) of Frisco, TX, Morgan Stanley Smith Barney (CRD#:149777) and Morgan Stanley &amp; Co. Incorporated (CRD#:8209), both of Plano, TX. He has been in the industry since 1999. <a href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-peter-ianace-after-concealing-outside-business-activities\/#more-9586\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Peter Ianace (Peter Vincent Ianace CRD#: 3238078) is a formerly registered broker and investment advisor whose last known employer was Wells Fargo Clearing Services, LLC (CRD#:19616) of Plano, TX. His previous employers include Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#:7691) of Frisco, TX, Morgan Stanley Smith Barney (CRD#:149777) and Morgan Stanley &amp; Co. Incorporated [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-9586","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>FINRA Bars Peter Ianace After Concealing Outside Business Activities<\/title>\n<meta name=\"description\" content=\"Peter Ianace is a formerly registered broker and investment advisor whose last known employer was Wells Fargo Clearing Services, LLC of Plano, TX.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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