{"id":9544,"date":"2020-12-11T10:31:27","date_gmt":"2020-12-11T15:31:27","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=9544"},"modified":"2020-12-11T10:31:27","modified_gmt":"2020-12-11T15:31:27","slug":"boca-raton-securities-arbitration-claims-william-friedman","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/boca-raton-securities-arbitration-claims-william-friedman\/","title":{"rendered":"Boca Raton Securities Arbitration Claims \u2013 William Friedman"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-9545 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/12\/William-Friedman.jpg\" alt=\"William Friedman (William Sidney Friedman CRD#: 2475502) is a former registered broker and investment advisor whose last known employer was Pinnacle Investments, LLC (CRD#:142910) of Boca Raton, FL. His previous employers include Woodstock Financial Group, Inc. (CRD#:38095), Newbridge Securities Corporation (CRD#:104065), and Brookstreet Securities Corporation (CRD#:14667), all of Boca Raton. He has been in the industry since 1994.  Friedman is the subject of four disclosures, two of which are customer disputes.  The most recent client dispute was filed on 11\/20\/2015, alleging that Friedman \u201cpursued an inappropriate equity trading strategy which resulted in losses on the account. Client also indicated the rep exercised discretion over the account, breached his fiduciary responsibilities and suitability obligations.\u201d The client requested damages of $50,000, and the firm settled the claim for $10,000. An additional note indicates that the original written complaint was denied earlier in the year, and became an arbitration case.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/12\/William-Friedman.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/12\/William-Friedman-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>William Friedman (William Sidney Friedman CRD#: <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2475502\" target=\"_blank\">2475502<\/a>) is a former registered broker and investment advisor whose last known employer was Pinnacle Investments, LLC (CRD#:142910) of Boca Raton, FL. His previous employers include Woodstock Financial Group, Inc. (CRD#:38095), Newbridge Securities Corporation (CRD#:104065), and Brookstreet Securities Corporation (CRD#:14667), all of Boca Raton. He has been in the industry since 1994. <a href=\"https:\/\/www.silverlaw.com\/blog\/boca-raton-securities-arbitration-claims-william-friedman\/#more-9544\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>William Friedman (William Sidney Friedman CRD#: 2475502) is a former registered broker and investment advisor whose last known employer was Pinnacle Investments, LLC (CRD#:142910) of Boca Raton, FL. His previous employers include Woodstock Financial Group, Inc. (CRD#:38095), Newbridge Securities Corporation (CRD#:104065), and Brookstreet Securities Corporation (CRD#:14667), all of Boca Raton. He has been in the [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580,576],"tags":[],"class_list":["post-9544","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct","category-unsuitable-investment-advice"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Boca Raton Securities Arbitration Claims \u2013 William Friedman &#8212;<\/title>\n<meta name=\"description\" content=\"William Friedman is a former registered broker and investment advisor who worked for Pinnacle Investments, LLC of Boca Raton, FL.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/boca-raton-securities-arbitration-claims-william-friedman\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Boca Raton Securities Arbitration Claims \u2013 William Friedman &#8212;\" \/>\n<meta name=\"twitter:description\" content=\"William Friedman is a former registered broker and investment advisor who worked for Pinnacle Investments, LLC of Boca Raton, FL.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/12\/William-Friedman.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Boca Raton Securities Arbitration Claims \u2013 William Friedman &#8212;","description":"William Friedman is a former registered broker and investment advisor who worked for Pinnacle Investments, LLC of Boca Raton, FL.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/boca-raton-securities-arbitration-claims-william-friedman\/","twitter_card":"summary_large_image","twitter_title":"Boca Raton Securities Arbitration Claims \u2013 William Friedman &#8212;","twitter_description":"William Friedman is a former registered broker and investment advisor who worked for Pinnacle Investments, LLC of Boca Raton, FL.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/12\/William-Friedman.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/boca-raton-securities-arbitration-claims-william-friedman\/","url":"https:\/\/www.silverlaw.com\/blog\/boca-raton-securities-arbitration-claims-william-friedman\/","name":"Boca Raton Securities Arbitration Claims \u2013 William Friedman &#8212;","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/boca-raton-securities-arbitration-claims-william-friedman\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/boca-raton-securities-arbitration-claims-william-friedman\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/12\/William-Friedman.jpg","datePublished":"2020-12-11T15:31:27+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"William Friedman is a former registered broker and investment advisor who worked for Pinnacle Investments, LLC of Boca Raton, FL.","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/boca-raton-securities-arbitration-claims-william-friedman\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/boca-raton-securities-arbitration-claims-william-friedman\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/boca-raton-securities-arbitration-claims-william-friedman\/#primaryimage","url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/12\/William-Friedman.jpg","contentUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/12\/William-Friedman.jpg","width":300,"height":200},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/boca-raton-securities-arbitration-claims-william-friedman\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Boca Raton Securities Arbitration Claims \u2013 William Friedman"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/image\/","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/9544","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=9544"}],"version-history":[{"count":1,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/9544\/revisions"}],"predecessor-version":[{"id":9546,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/9544\/revisions\/9546"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=9544"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=9544"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=9544"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}