{"id":9459,"date":"2020-10-26T10:42:50","date_gmt":"2020-10-26T14:42:50","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=9459"},"modified":"2020-10-26T10:42:50","modified_gmt":"2020-10-26T14:42:50","slug":"did-you-invest-with-cetera-advisor-networks-or-stanley-secor","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-cetera-advisor-networks-or-stanley-secor\/","title":{"rendered":"Did You Invest with Cetera Advisor Networks Or Stanley Secor?"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-9460 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/10\/Stanley-Secor.jpg\" alt=\"Stanley Secor (Stanley Bernard Secor CRD:#1982414) is a former registered broker and investment advisor whose last employer was Cetera Advisor Networks LLC (CRD# 13572) of Salt Lake City, UT. His previous employers include Girard Securities, Inc. (CRD#:18697) and Securian Financial Services, Inc. (CRD#:15296), also of Salt Lake City, and WS Griffith Securities, Inc. (CRD#:10410) of Hartford, CT. He has been in the industry since 1989.  In 2015,Girard Securities partnered with Cetera Advisor Networks joining the Cetera platform. As part of Cetera, it is responsible for any of Girard\u2019s liabilities. Cetera is a large network of interrelated brokerage firms all operating under the Cetera umbrella.  The Utah Division of Securities notified both Secor and Cetera that the agency began an investigation into Stanley Secor\u2019s activities while with the firm. After an on-site investigation, the agency found that Secor engaged in:  Sharing in client accounts Roles in estates and trustee appointments that were undisclosed and unapproved Designation as client's beneficiary without the firm\u2019s knowledge or approval Violation of former BD's WSPS and misrepresentation regarding the sources of funds Control and custody of client funds False statements Engaging in dishonest or unethical practices\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/10\/Stanley-Secor.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/10\/Stanley-Secor-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Stanley Secor (Stanley Bernard Secor CRD:#<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/1982414\" target=\"_blank\">1982414<\/a>) is a former registered broker and investment advisor whose last employer was Cetera Advisor Networks LLC (CRD# 13572) of Salt Lake City, UT. His previous employers include Girard Securities, Inc. (CRD#:18697) and Securian Financial Services, Inc. (CRD#:15296), also of Salt Lake City, and WS Griffith Securities, Inc. (CRD#:10410) of Hartford, CT. He has been in the industry since 1989. <a href=\"https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-cetera-advisor-networks-or-stanley-secor\/#more-9459\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Stanley Secor (Stanley Bernard Secor CRD:#1982414) is a former registered broker and investment advisor whose last employer was Cetera Advisor Networks LLC (CRD# 13572) of Salt Lake City, UT. His previous employers include Girard Securities, Inc. (CRD#:18697) and Securian Financial Services, Inc. (CRD#:15296), also of Salt Lake City, and WS Griffith Securities, Inc. (CRD#:10410) of [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588,580],"tags":[],"class_list":["post-9459","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Did You Invest with Cetera Advisor Networks Or Stanley Secor?<\/title>\n<meta name=\"description\" content=\"Stanley Secor is a former registered broker and investment advisor whose last employer was Cetera Advisor Networks LLC of Salt Lake City, UT.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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