{"id":9349,"date":"2020-09-14T16:43:46","date_gmt":"2020-09-14T20:43:46","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=9349"},"modified":"2020-09-14T16:43:46","modified_gmt":"2020-09-14T20:43:46","slug":"victor-rigoni-resigns-from-cetera-after-failing-to-disclose-tax-liens","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/victor-rigoni-resigns-from-cetera-after-failing-to-disclose-tax-liens\/","title":{"rendered":"Victor Rigoni Resigns From Cetera After Failing To Disclose Tax Liens"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-9350 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/09\/Rigoni.jpg\" alt=\"Victor Rigoni, III is a former registered broker and investment advisor whose last known employer was Cetera Advisor Networks LLC (CRD#:13572) of Lake Forest, IL. His previous employers include Summit Brokerage Services, Inc. (CRD#:34643) and Cambridge Investment Research, Inc. (CRD#:39543), also of Lake Forest, and Edward Jones (CRD#:250) of Antioch, IL. He has been in the industry since 2000. Rigoni was affiliated with North Shore Capital Group and did business through this business.  FINRA issued a complaint on 8\/3\/2020 after it was reported that he failed to disclose multiple state and federal tax liens in a timely fashion, and falsely attested to his compliance in regular company compliance questionnaires. Rigoni has eight liens, totaling $164,521, and were disclosed roughly 3.5 years late on a regular basis. He also failed to report a state lien of $11,304 even after being notified by FINRA of the lien. Although FINRA requests that Rigoni pay for the costs of the disciplinary action, the case is still listed as \u201cpending.\u201d Rigoni denies the allegations.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/09\/Rigoni.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/09\/Rigoni-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Victor Rigoni, III is a former registered broker and investment advisor whose last known employer was Cetera Advisor Networks LLC (CRD#:13572) of Lake Forest, IL. His previous employers include Summit Brokerage Services, Inc. (CRD#:34643) and Cambridge Investment Research, Inc. (CRD#:39543), also of Lake Forest, and Edward Jones (CRD#:250) of Antioch, IL. He has been in the industry since 2000. Rigoni was affiliated with North Shore Capital Group and did business through this business. <a href=\"https:\/\/www.silverlaw.com\/blog\/victor-rigoni-resigns-from-cetera-after-failing-to-disclose-tax-liens\/#more-9349\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Victor Rigoni, III is a former registered broker and investment advisor whose last known employer was Cetera Advisor Networks LLC (CRD#:13572) of Lake Forest, IL. His previous employers include Summit Brokerage Services, Inc. (CRD#:34643) and Cambridge Investment Research, Inc. (CRD#:39543), also of Lake Forest, and Edward Jones (CRD#:250) of Antioch, IL. He has been in [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580],"tags":[],"class_list":["post-9349","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Victor Rigoni Resigns From Cetera After Failing To Disclose Tax Liens<\/title>\n<meta name=\"description\" content=\"Victor Rigoni, III is a former registered broker and investment advisor whose last known employer was Cetera Advisor Networks LLC.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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