{"id":9261,"date":"2020-08-10T17:24:29","date_gmt":"2020-08-10T21:24:29","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=9261"},"modified":"2020-08-10T17:24:29","modified_gmt":"2020-08-10T21:24:29","slug":"james-mckinney-former-cetera-advisors-broker-barred-by-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/james-mckinney-former-cetera-advisors-broker-barred-by-finra\/","title":{"rendered":"James McKinney, Former Cetera Advisors Broker, Barred By FINRA"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-8822 size-medium\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/02\/Overconcentrations-300x154.jpg\" alt=\"James McKinney is a barred broker who was last registered with Cetera Advisors in Tulsa, Oklahoma. McKinney\u2019s record shows that in 2019 he was barred from associating with a FINRA member firm after he failed to comply with FINRA requests for information. Customer disputes on McKinney\u2019s record allege misrepresentation, breach of fiduciary duty, and negligence. Before working for Cetera Advisors LLC (CRD# 10299) starting in 2012, McKinney was previously registered with Securian Financial Services, Inc. (CRD# 15296). He had been in the industry since 1991.\" width=\"300\" height=\"154\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/02\/Overconcentrations-300x154.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/02\/Overconcentrations-768x394.jpg 768w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/02\/Overconcentrations-234x120.jpg 234w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/02\/Overconcentrations.jpg 802w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>James McKinney is a barred broker who was last registered with Cetera Advisors in Tulsa, Oklahoma. McKinney\u2019s record shows that in 2019 he was barred from associating with a FINRA member firm after he failed to comply with FINRA requests for information. Customer disputes on McKinney\u2019s record allege misrepresentation, breach of fiduciary duty, and negligence. <a href=\"https:\/\/www.silverlaw.com\/blog\/james-mckinney-former-cetera-advisors-broker-barred-by-finra\/#more-9261\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>James McKinney is a barred broker who was last registered with Cetera Advisors in Tulsa, Oklahoma. McKinney\u2019s record shows that in 2019 he was barred from associating with a FINRA member firm after he failed to comply with FINRA requests for information. Customer disputes on McKinney\u2019s record allege misrepresentation, breach of fiduciary duty, and negligence. [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-9261","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>James McKinney, Former Cetera Advisors Broker, Barred By FINRA<\/title>\n<meta name=\"description\" content=\"James McKinney is a barred broker who was last registered with Cetera Advisors in Tulsa, Oklahoma. He was barred by FINRA.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/james-mckinney-former-cetera-advisors-broker-barred-by-finra\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"James McKinney, Former Cetera Advisors Broker, Barred By FINRA\" \/>\n<meta name=\"twitter:description\" content=\"James McKinney is a barred broker who was last registered with Cetera Advisors in Tulsa, Oklahoma. He was barred by FINRA.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/02\/Overconcentrations-300x154.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"James McKinney, Former Cetera Advisors Broker, Barred By FINRA","description":"James McKinney is a barred broker who was last registered with Cetera Advisors in Tulsa, Oklahoma. He was barred by FINRA.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/james-mckinney-former-cetera-advisors-broker-barred-by-finra\/","twitter_card":"summary_large_image","twitter_title":"James McKinney, Former Cetera Advisors Broker, Barred By FINRA","twitter_description":"James McKinney is a barred broker who was last registered with Cetera Advisors in Tulsa, Oklahoma. He was barred by FINRA.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/02\/Overconcentrations-300x154.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/james-mckinney-former-cetera-advisors-broker-barred-by-finra\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/james-mckinney-former-cetera-advisors-broker-barred-by-finra\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"James McKinney, Former Cetera Advisors Broker, Barred By FINRA","datePublished":"2020-08-10T21:24:29+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/james-mckinney-former-cetera-advisors-broker-barred-by-finra\/"},"wordCount":642,"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/james-mckinney-former-cetera-advisors-broker-barred-by-finra\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/02\/Overconcentrations-300x154.jpg","articleSection":["FINRA Disciplinary Actions","Stockbroker Misconduct"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/james-mckinney-former-cetera-advisors-broker-barred-by-finra\/","url":"https:\/\/www.silverlaw.com\/blog\/james-mckinney-former-cetera-advisors-broker-barred-by-finra\/","name":"James McKinney, Former Cetera Advisors Broker, Barred By FINRA","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/james-mckinney-former-cetera-advisors-broker-barred-by-finra\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/james-mckinney-former-cetera-advisors-broker-barred-by-finra\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/02\/Overconcentrations-300x154.jpg","datePublished":"2020-08-10T21:24:29+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"James McKinney is a barred broker who was last registered with Cetera Advisors in Tulsa, Oklahoma. 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