{"id":9258,"date":"2020-08-10T17:01:15","date_gmt":"2020-08-10T21:01:15","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=9258"},"modified":"2020-08-10T17:01:15","modified_gmt":"2020-08-10T21:01:15","slug":"james-kennedy-former-woodbury-financial-services-broker-barred-by-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/james-kennedy-former-woodbury-financial-services-broker-barred-by-finra\/","title":{"rendered":"James Kennedy, Former Woodbury Financial Services Broker, Barred By FINRA"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-8941 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/05\/Arbitration.jpg\" alt=\"James Kennedy is a barred broker who last worked for Woodbury Financial Services, Inc. in Madison, Mississippi. Woodbury permitted Kennedy to resign for allegedly engaging in unapproved outside business activity with clients. He was barred by FINRA for failing to fully cooperate with their investigation. Before working at Woodbury Financial Services, Inc. (CRD# 421) from 2007 to 2020, James Kennedy worked for Hartford Equity Sales Company Inc. (CRD# 6604), Edward D. Jones &amp; Co, L.P. (CRD# 250), Legg Mason Wood Walker, Incorporated (CRD# 6555), and Howard, Weil, Labouisse, Friedrichs Inc (CRD# 414). He was registered with FINRA from 1986-2020.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/05\/Arbitration.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/05\/Arbitration-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>James Kennedy is a barred broker who last worked for Woodbury Financial Services, Inc. in Madison, Mississippi. Woodbury permitted Kennedy to resign for allegedly engaging in unapproved outside business activity with clients. He was barred by FINRA for failing to fully cooperate with their investigation.<\/p>\n<p>Before working at Woodbury Financial Services, Inc. (CRD# 421) from 2007 to 2020, James Kennedy worked for Hartford Equity Sales Company Inc. (CRD# 6604), Edward D. Jones &amp; Co, L.P. (CRD# 250), Legg Mason Wood Walker, Incorporated (CRD# 6555), and Howard, Weil, Labouisse, Friedrichs Inc (CRD# 414). He was registered with FINRA from 1986-2020. <a href=\"https:\/\/www.silverlaw.com\/blog\/james-kennedy-former-woodbury-financial-services-broker-barred-by-finra\/#more-9258\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>James Kennedy is a barred broker who last worked for Woodbury Financial Services, Inc. in Madison, Mississippi. Woodbury permitted Kennedy to resign for allegedly engaging in unapproved outside business activity with clients. He was barred by FINRA for failing to fully cooperate with their investigation. Before working at Woodbury Financial Services, Inc. (CRD# 421) from [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-9258","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>James Kennedy, Former Woodbury Financial Services Broker, Barred<\/title>\n<meta name=\"description\" content=\"James Kennedy is a former broker who last worked for Woodbury Financial Services, Inc. in Madison, Mississippi. He was barred by FINRA.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/james-kennedy-former-woodbury-financial-services-broker-barred-by-finra\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"James Kennedy, Former Woodbury Financial Services Broker, Barred\" \/>\n<meta name=\"twitter:description\" content=\"James Kennedy is a former broker who last worked for Woodbury Financial Services, Inc. in Madison, Mississippi. He was barred by FINRA.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/05\/Arbitration.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"James Kennedy, Former Woodbury Financial Services Broker, Barred","description":"James Kennedy is a former broker who last worked for Woodbury Financial Services, Inc. in Madison, Mississippi. He was barred by FINRA.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/james-kennedy-former-woodbury-financial-services-broker-barred-by-finra\/","twitter_card":"summary_large_image","twitter_title":"James Kennedy, Former Woodbury Financial Services Broker, Barred","twitter_description":"James Kennedy is a former broker who last worked for Woodbury Financial Services, Inc. in Madison, Mississippi. He was barred by FINRA.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/05\/Arbitration.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/james-kennedy-former-woodbury-financial-services-broker-barred-by-finra\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/james-kennedy-former-woodbury-financial-services-broker-barred-by-finra\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"James Kennedy, Former Woodbury Financial Services Broker, Barred By FINRA","datePublished":"2020-08-10T21:01:15+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/james-kennedy-former-woodbury-financial-services-broker-barred-by-finra\/"},"wordCount":459,"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/james-kennedy-former-woodbury-financial-services-broker-barred-by-finra\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/05\/Arbitration.jpg","articleSection":["FINRA Disciplinary Actions","Stockbroker Misconduct"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/james-kennedy-former-woodbury-financial-services-broker-barred-by-finra\/","url":"https:\/\/www.silverlaw.com\/blog\/james-kennedy-former-woodbury-financial-services-broker-barred-by-finra\/","name":"James Kennedy, Former Woodbury Financial Services Broker, Barred","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/james-kennedy-former-woodbury-financial-services-broker-barred-by-finra\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/james-kennedy-former-woodbury-financial-services-broker-barred-by-finra\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/05\/Arbitration.jpg","datePublished":"2020-08-10T21:01:15+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"James Kennedy is a former broker who last worked for Woodbury Financial Services, Inc. in Madison, Mississippi. 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