{"id":9203,"date":"2020-07-30T10:41:42","date_gmt":"2020-07-30T14:41:42","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=9203"},"modified":"2020-07-30T10:41:42","modified_gmt":"2020-07-30T14:41:42","slug":"david-weisberg-former-worden-capital-management-llc-broker-suspended-by-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/david-weisberg-former-worden-capital-management-llc-broker-suspended-by-finra\/","title":{"rendered":"David Weisberg, Former Worden Capital Management LLC Broker, Suspended By FINRA"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-8759 size-medium\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/MoneyGraph-300x200.jpg\" alt=\"David Weisberg is a currently suspended broker who was last registered with Worden Capital Management LLC in New York, New York. Weisberg was suspended by FINRA for findings that he \u201cengaged in excessive and unsuitable trading in the account of an elderly customer.\u201d\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/MoneyGraph.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/MoneyGraph-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>David Weisberg is a currently suspended broker who was last registered with Worden Capital Management LLC in New York, New York. Weisberg was suspended by FINRA for findings that he <em>\u201cengaged in excessive and unsuitable trading in the account of an elderly customer.\u201d<\/em><\/p>\n<p>Before working at Worden Capital Management LLC (CRD# 148366), Weisberg worked at Legend Securities, Inc. (CRD# 44952, expelled), First Midwest Securities, Inc. (CRD# 21786), JHS Capital Advisors, Inc. (CRD# 112097), Fordham Financial Management, Inc. (CRD# 20996), and John Thomas Financial (CRD# 40982, expelled). He had been in the industry since 2009. <a href=\"https:\/\/www.silverlaw.com\/blog\/david-weisberg-former-worden-capital-management-llc-broker-suspended-by-finra\/#more-9203\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>David Weisberg is a currently suspended broker who was last registered with Worden Capital Management LLC in New York, New York. Weisberg was suspended by FINRA for findings that he \u201cengaged in excessive and unsuitable trading in the account of an elderly customer.\u201d Before working at Worden Capital Management LLC (CRD# 148366), Weisberg worked at [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[589,580],"tags":[],"class_list":["post-9203","post","type-post","status-publish","format-standard","hentry","category-churning-2","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>David Weisberg, Former Worden Capital Broker, Suspended By FINRA<\/title>\n<meta name=\"description\" content=\"David Weisberg is a currently suspended broker who was last registered with Worden Capital Management LLC in New York, New York.\" \/>\n<meta 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