{"id":9187,"date":"2020-07-28T10:57:40","date_gmt":"2020-07-28T14:57:40","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=9187"},"modified":"2022-01-04T09:09:20","modified_gmt":"2022-01-04T14:09:20","slug":"silver-law-group-files-finra-arbitration-claim-against-madison-avenue-securities-based-on-gpb-investment","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-finra-arbitration-claim-against-madison-avenue-securities-based-on-gpb-investment\/","title":{"rendered":"Silver Law Group Files FINRA Arbitration Claim Against Madison Avenue Securities Based On GPB Investment"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-8096 size-medium\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/NY1-1-300x200.jpg\" alt=\"Silver Law Group recently filed a FINRA arbitration claim against Madison Avenue Securities, LLC and registered representatives Angela Sloan, Robert Luley, Jr., and Katherine Spearman (a\/k\/a Katherine McConnell).\u00a0 The investor\u2019s claims arise out of recommendations to invest in GPB Automotive Portfolio, LP, a private placement managed by GPB Capital Holdings, LLC. Among other things, the investor alleges that Madison Avenue Securities and its registered representatives failed to conduct adequate due diligence on the GPB investment and that the recommendation to invest in GPB was unsuitable, negligent, and constituted a breach of fiduciary duty.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/NY1-1.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/NY1-1-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Silver Law Group recently filed a FINRA arbitration claim against Madison Avenue Securities, LLC and registered representatives Angela Sloan, Robert Luley, Jr., and Katherine Spearman (a\/k\/a Katherine McConnell).\u00a0 The investor\u2019s claims arise out of recommendations to invest in GPB Automotive Portfolio, LP, a private placement managed by <a href=\"https:\/\/www.silverlaw.com\/blog\/is-gpb-capital-a-ponzi-scheme\/\" target=\"_blank\">GPB Capital Holdings, LLC<\/a>. Among other things, the investor alleges that Madison Avenue Securities and its registered representatives failed to conduct adequate due diligence on the GPB investment and that the recommendation to invest in GPB was unsuitable, negligent, and constituted a breach of fiduciary duty. <a href=\"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-finra-arbitration-claim-against-madison-avenue-securities-based-on-gpb-investment\/#more-9187\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Silver Law Group recently filed a FINRA arbitration claim against Madison Avenue Securities, LLC and registered representatives Angela Sloan, Robert Luley, Jr., and Katherine Spearman (a\/k\/a Katherine McConnell).\u00a0 The investor\u2019s claims arise out of recommendations to invest in GPB Automotive Portfolio, LP, a private placement managed by GPB Capital Holdings, LLC. Among other things, the [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588,699],"tags":[],"class_list":["post-9187","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","category-private-placement"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Silver Law Group Files Arbitration Claim Against Madison Avenue For GPB<\/title>\n<meta name=\"description\" content=\"Silver Law Group recently filed a FINRA arbitration claim against Madison Avenue Securities, LLC regarding investment in GPB Automotive Portfolio.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-finra-arbitration-claim-against-madison-avenue-securities-based-on-gpb-investment\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Silver Law Group Files Arbitration Claim Against Madison Avenue For GPB\" \/>\n<meta name=\"twitter:description\" content=\"Silver Law Group recently filed a FINRA arbitration claim against Madison Avenue Securities, LLC regarding investment in GPB Automotive Portfolio.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/NY1-1.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Silver Law Group Files Arbitration Claim Against Madison Avenue For GPB","description":"Silver Law Group recently filed a FINRA arbitration claim against Madison Avenue Securities, LLC regarding investment in GPB Automotive Portfolio.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-finra-arbitration-claim-against-madison-avenue-securities-based-on-gpb-investment\/","twitter_card":"summary_large_image","twitter_title":"Silver Law Group Files Arbitration Claim Against Madison Avenue For GPB","twitter_description":"Silver Law Group recently filed a FINRA arbitration claim against Madison Avenue Securities, LLC regarding investment in GPB Automotive Portfolio.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/NY1-1.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-finra-arbitration-claim-against-madison-avenue-securities-based-on-gpb-investment\/","url":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-finra-arbitration-claim-against-madison-avenue-securities-based-on-gpb-investment\/","name":"Silver Law Group Files Arbitration Claim Against Madison Avenue For GPB","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-finra-arbitration-claim-against-madison-avenue-securities-based-on-gpb-investment\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-finra-arbitration-claim-against-madison-avenue-securities-based-on-gpb-investment\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/NY1-1-300x200.jpg","datePublished":"2020-07-28T14:57:40+00:00","dateModified":"2022-01-04T14:09:20+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Silver Law Group recently filed a FINRA arbitration claim against Madison Avenue Securities, LLC regarding investment in GPB Automotive Portfolio.","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-finra-arbitration-claim-against-madison-avenue-securities-based-on-gpb-investment\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-finra-arbitration-claim-against-madison-avenue-securities-based-on-gpb-investment\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-finra-arbitration-claim-against-madison-avenue-securities-based-on-gpb-investment\/#primaryimage","url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/NY1-1.jpg","contentUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/NY1-1.jpg","width":300,"height":200,"caption":"Richard Vincent Minichino II (CRD#: 5760826) is a former registered broker and investment advisor whose last employer was Next Financial Group, Inc. (CRD#:46214) of New York, NY. His previous employers include Wunderlich Securities, Inc. (CRD#:2543), also of New York, J.P. Morgan Securities LLC (CRD#:79) of Peekskill, NY, and Chase Investment Services Corp. (CRD#:25574) of Yorktown Heights, NY. He has been in the industry since 2010.Minichino was the subject of two FINRA actions that ultimately led to his bar from working as a broker. The first was filed on 6\/25\/2018, in response to his failure to comply with an arbitration award and\/or settlement agreement. He was suspended effective 9\/13\/2018 indefinitely, until the amount due is paid (which is not listed.)\u00a0FINRA then sent two notices of suspension to Minichino, on 9\/17\/2018 and 10\/11\/2018. After failing to comply with a FINRA request for information and did not request a termination of his suspension, Minichino was then barred indefinitely effective 12\/20\/2018."},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-finra-arbitration-claim-against-madison-avenue-securities-based-on-gpb-investment\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Silver Law Group Files FINRA Arbitration Claim Against Madison Avenue Securities Based On GPB Investment"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/image\/","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/9187","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=9187"}],"version-history":[{"count":3,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/9187\/revisions"}],"predecessor-version":[{"id":10363,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/9187\/revisions\/10363"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=9187"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=9187"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=9187"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}