{"id":9093,"date":"2020-06-02T14:16:33","date_gmt":"2020-06-02T18:16:33","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=9093"},"modified":"2020-06-02T14:16:33","modified_gmt":"2020-06-02T18:16:33","slug":"ubs-broker-jose-cornide-subject-of-11-customer-disputes-for-yield-enhancement-strategy-yes","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/ubs-broker-jose-cornide-subject-of-11-customer-disputes-for-yield-enhancement-strategy-yes\/","title":{"rendered":"UBS Broker Jose Cornide Subject Of 11 Customer Disputes For Yield Enhancement Strategy (YES)"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-9096 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/06\/UBSSmall.jpg\" alt=\"Jose Cornide (CRD#: 2785918), a currently-registered broker with UBS Financial Services (CRD#: 8174) in Coral Gables, Florida, is the subject of 12 disclosures on his publicly-available FINRA BrokerCheck report. All 12 disclosures are customer disputes. 11 of the customer disputes were filed in 2019 and 2020 and seem to involve investment in the UBS Yield Enhancement Strategy (YES), a complex options trading scheme that was marketed as safe, but actually involved significant risk and caused some investors to suffer considerable losses.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/06\/UBSSmall.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/06\/UBSSmall-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Jose Cornide (<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2785918\" target=\"_blank\">CRD#: 2785918<\/a>), a currently-registered broker with UBS Financial Services (<a href=\"https:\/\/brokercheck.finra.org\/firm\/summary\/8174\" target=\"_blank\">CRD#: 8174<\/a>) in Coral Gables, Florida, is the subject of 12 disclosures on his publicly-available FINRA BrokerCheck report. All 12 disclosures are customer disputes.<\/p>\n<p>11 of the customer disputes were filed in 2019 and 2020 and seem to involve investment in the <a href=\"https:\/\/www.silverlaw.com\/blog\/what-is-the-ubs-yield-enhancement-strategy-yes\/\" target=\"_blank\">UBS Yield Enhancement Strategy (YES)<\/a>, a complex options trading scheme that was marketed as safe, but actually involved significant risk and caused some investors to suffer considerable losses. <a href=\"https:\/\/www.silverlaw.com\/blog\/ubs-broker-jose-cornide-subject-of-11-customer-disputes-for-yield-enhancement-strategy-yes\/#more-9093\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Jose Cornide (CRD#: 2785918), a currently-registered broker with UBS Financial Services (CRD#: 8174) in Coral Gables, Florida, is the subject of 12 disclosures on his publicly-available FINRA BrokerCheck report. All 12 disclosures are customer disputes. 11 of the customer disputes were filed in 2019 and 2020 and seem to involve investment in the UBS Yield [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588,796],"tags":[],"class_list":["post-9093","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","category-negligence"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Jose Cornide Subject Of 10 Customer Disputes For UBS YES<\/title>\n<meta name=\"description\" content=\"Jose Cornide is a broker with UBS in Coral Gables, Florida, with 11 customer disputes related to investment in the UBS Yield Enhancement Strategy (YES).\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/ubs-broker-jose-cornide-subject-of-11-customer-disputes-for-yield-enhancement-strategy-yes\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Jose Cornide Subject Of 10 Customer Disputes For UBS YES\" \/>\n<meta name=\"twitter:description\" content=\"Jose Cornide is a broker with UBS in Coral Gables, Florida, with 11 customer disputes related to investment in the UBS Yield Enhancement Strategy (YES).\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/06\/UBSSmall.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"4 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Jose Cornide Subject Of 10 Customer Disputes For UBS YES","description":"Jose Cornide is a broker with UBS in Coral Gables, Florida, with 11 customer disputes related to investment in the UBS Yield Enhancement Strategy (YES).","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/ubs-broker-jose-cornide-subject-of-11-customer-disputes-for-yield-enhancement-strategy-yes\/","twitter_card":"summary_large_image","twitter_title":"Jose Cornide Subject Of 10 Customer Disputes For UBS YES","twitter_description":"Jose Cornide is a broker with UBS in Coral Gables, Florida, with 11 customer disputes related to investment in the UBS Yield Enhancement Strategy (YES).","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/06\/UBSSmall.jpg","twitter_misc":{"Written by":"Silver Law 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