{"id":9087,"date":"2020-06-01T14:08:20","date_gmt":"2020-06-01T18:08:20","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=9087"},"modified":"2020-06-01T14:08:20","modified_gmt":"2020-06-01T18:08:20","slug":"purshe-kaplan-sterling-compliance-officer-warned-others-about-gpb-capital","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/purshe-kaplan-sterling-compliance-officer-warned-others-about-gpb-capital\/","title":{"rendered":"Purshe Kaplan Sterling Compliance Officer Warned Others About GPB Capital"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-9088 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/06\/Danger2.jpg\" alt=\"A compliance executive at broker-dealer Purshe Kaplan Sterling Investments (CRD# 35747) says she has been the subject of intimidation, including having her car tampered with and being followed, for speaking up about concerns she had regarding GPB Capital Holdings.  Silver Law Group represents investors in claims to recover GPB losses. If you invested in GPB Capital, contact Scott Silver for a no-cost consultation at ssilver@silverlaw.com\u00a0or at (800) 975-4345.  Toni Caiazzo Neff says that when Purshe Kaplan Sterling asked her to research GPB\u2019s private placement investments in 2016, she told her employer to not become involved with the company.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/06\/Danger2.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/06\/Danger2-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>A compliance executive at broker-dealer Purshe Kaplan Sterling Investments (<a href=\"https:\/\/brokercheck.finra.org\/firm\/summary\/35747\" target=\"_blank\">CRD# 35747<\/a>) says she has been the subject of intimidation, including having her car tampered with and being followed, for speaking up about concerns she had regarding <a href=\"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-another-gpb-claim-against-sagepoint-financial\/\" target=\"_blank\">GPB Capital Holdings<\/a>.<\/p>\n<p><strong>Silver Law Group represents investors in claims to recover GPB losses. If you invested in GPB Capital, contact <\/strong><a href=\"https:\/\/www.silverlaw.com\/scott-l-silver.html\" target=\"_blank\"><strong>Scott Silver<\/strong><\/a><strong> for a no-cost consultation at <\/strong><a href=\"mailto:ssilver@silverlaw.com\" target=\"_blank\"><strong>ssilver@silverlaw.com<\/strong><\/a><strong>\u00a0or at (800) 975-4345.<\/strong><\/p>\n<p>Toni Caiazzo Neff says that when Purshe Kaplan Sterling asked her to research GPB\u2019s <a href=\"https:\/\/www.silverlaw.com\/private-placements-regulation-d.html\" target=\"_blank\">private placement<\/a> investments in 2016, she told her employer to not become involved with the company. <a href=\"https:\/\/www.silverlaw.com\/blog\/purshe-kaplan-sterling-compliance-officer-warned-others-about-gpb-capital\/#more-9087\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>A compliance executive at broker-dealer Purshe Kaplan Sterling Investments (CRD# 35747) says she has been the subject of intimidation, including having her car tampered with and being followed, for speaking up about concerns she had regarding GPB Capital Holdings. Silver Law Group represents investors in claims to recover GPB losses. If you invested in GPB [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[593,699],"tags":[],"class_list":["post-9087","post","type-post","status-publish","format-standard","hentry","category-ponzi-schemes","category-private-placement"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Purshe Kaplan Sterling Compliance Officer Warned About GPB Capital<\/title>\n<meta name=\"description\" content=\"Toni Caiazzo Neff, a compliance executive at Purshe Kaplan Sterling Investments, says she spoke up about concerns regarding GPB Capital.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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