{"id":9024,"date":"2020-05-26T09:57:15","date_gmt":"2020-05-26T13:57:15","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=9024"},"modified":"2020-05-26T09:57:15","modified_gmt":"2020-05-26T13:57:15","slug":"john-krohn-former-principal-securities-broker-accused-of-selling-away","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/john-krohn-former-principal-securities-broker-accused-of-selling-away\/","title":{"rendered":"John Krohn, Former Principal Securities Broker, Accused Of Selling Away"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-9026 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/05\/Away.jpg\" alt=\"John Krohn (John Michael Krohn CRD#2722975) is a formerly registered broker who worked for Principal Securities, Inc. (CRD# 1137) at their West Des Moines, Iowa branch office. He had been in the securities industry since 1996. \u00a0According to his CRD report, Mr.Krohn was a board member of Domiknow and Spotlight Innovation, Inc since 2015.\u00a0 Krohn was also the managing member of Cash Flow Structure Group in Des Moines, Iowa.  John Krohn Selling Away Claims \u00a0  John Krohn has 6 disclosures on his publicly-available FINRA BrokerCheck report, including 5 customer disputes and 1 regulatory disclosure:  April, 2020: A dispute alleged that \u201cthe firm failed to supervise John Krohn's private securities transactions and dealings with claimants, is liable for Mr. Krohn's misconduct and claimant's losses.\u201d $10,000,000 in damages are requested, and the dispute is pending as of this writing.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/05\/Away.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/05\/Away-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>John Krohn (John Michael Krohn <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2722975\" target=\"_blank\">CRD#2722975<\/a>) is a formerly registered broker who worked for Principal Securities, Inc. (CRD# 1137) at their West Des Moines, Iowa branch office. He had been in the securities industry since 1996. According to his CRD report, Mr.Krohn was a board member of Domiknow and Spotlight Innovation, Inc since 2015.\u00a0 Krohn was also the managing member of Cash Flow Structure Group in Des Moines, Iowa.<\/p>\n<h3><strong>John Krohn Selling Away Claims \u00a0<\/strong><\/h3>\n<p>John Krohn has 6 disclosures on his publicly-available FINRA BrokerCheck report, including 5 customer disputes and 1 regulatory disclosure:<\/p>\n<p>April, 2020: A dispute alleged that <em>\u201c<\/em><em>the firm failed to supervise John Krohn&#8217;s private securities transactions and dealings with claimants, is liable for Mr. Krohn&#8217;s misconduct and claimant&#8217;s losses.\u201d<\/em> $10,000,000 in damages are requested, and the dispute is pending as of this writing. <a href=\"https:\/\/www.silverlaw.com\/blog\/john-krohn-former-principal-securities-broker-accused-of-selling-away\/#more-9024\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>John Krohn (John Michael Krohn CRD#2722975) is a formerly registered broker who worked for Principal Securities, Inc. (CRD# 1137) at their West Des Moines, Iowa branch office. He had been in the securities industry since 1996. According to his CRD report, Mr.Krohn was a board member of Domiknow and Spotlight Innovation, Inc since 2015.\u00a0 Krohn [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[584,580],"tags":[],"class_list":["post-9024","post","type-post","status-publish","format-standard","hentry","category-selling-away","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>John Krohn, Former Principal Securities Broker, Accused Of Selling Away<\/title>\n<meta name=\"description\" content=\"John Krohn is a former broker with Principal Securities in West Des Moines, Iowa who has been accused of engaging in selling away.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" 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