{"id":8976,"date":"2020-05-08T15:02:09","date_gmt":"2020-05-08T19:02:09","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=8976"},"modified":"2020-05-13T17:17:29","modified_gmt":"2020-05-13T21:17:29","slug":"charles-dorraine-barred-for-refusing-to-testify-about-puerto-rico-bonds","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/charles-dorraine-barred-for-refusing-to-testify-about-puerto-rico-bonds\/","title":{"rendered":"Charles Dorraine Barred For Refusing To Testify About Puerto Rico Bonds"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-8706 size-medium\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/red-card-300x200.jpg\" alt=\"Broker Charles Dorraine (CRD# 70411) has been barred by FINRA (the Financial Industry Regulatory Authority) for refusing to give testimony about recommendations to customers about Puerto Rican bonds. It has been alleged that the bonds were unsuitable and customers were overconcentrated in them. Dorraine was last registered with Next Financial Group, Inc. (CRD# 46214) in their Corpus Christi, Texas branch location from 2007-2019.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/red-card.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/red-card-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Broker Charles Dorraine (<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/70411\" target=\"_blank\">CRD# 70411<\/a>) has been barred by FINRA (the Financial Industry Regulatory Authority) for refusing to give testimony about recommendations to customers about Puerto Rican bonds. It has been alleged that the bonds were unsuitable and customers were overconcentrated in them. Dorraine was last registered with Next Financial Group, Inc. (<a href=\"https:\/\/brokercheck.finra.org\/firm\/summary\/46214\" target=\"_blank\">CRD# 46214<\/a>) in their Corpus Christi, Texas branch location from 2007-2019. <a href=\"https:\/\/www.silverlaw.com\/blog\/charles-dorraine-barred-for-refusing-to-testify-about-puerto-rico-bonds\/#more-8976\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Broker Charles Dorraine (CRD# 70411) has been barred by FINRA (the Financial Industry Regulatory Authority) for refusing to give testimony about recommendations to customers about Puerto Rican bonds. It has been alleged that the bonds were unsuitable and customers were overconcentrated in them. Dorraine was last registered with Next Financial Group, Inc. (CRD# 46214) in [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[849,580],"tags":[],"class_list":["post-8976","post","type-post","status-publish","format-standard","hentry","category-puerto-rico-bonds","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Charles Dorraine Barred For Refusing To Testify About Puerto Rico Bonds<\/title>\n<meta name=\"description\" content=\"Broker Charles Dorraine has been barred by FINRA for refusing to give testimony about recommendations to customers about Puerto Rican bonds.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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Rico Bonds","description":"Broker Charles Dorraine has been barred by FINRA for refusing to give testimony about recommendations to customers about Puerto Rican bonds.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/charles-dorraine-barred-for-refusing-to-testify-about-puerto-rico-bonds\/","twitter_card":"summary_large_image","twitter_title":"Charles Dorraine Barred For Refusing To Testify About Puerto Rico Bonds","twitter_description":"Broker Charles Dorraine has been barred by FINRA for refusing to give testimony about recommendations to customers about Puerto Rican bonds.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/red-card-300x200.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/charles-dorraine-barred-for-refusing-to-testify-about-puerto-rico-bonds\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/charles-dorraine-barred-for-refusing-to-testify-about-puerto-rico-bonds\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"Charles Dorraine Barred For Refusing To Testify About Puerto Rico 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