{"id":8837,"date":"2020-02-17T09:48:32","date_gmt":"2020-02-17T14:48:32","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=8837"},"modified":"2020-02-17T09:48:32","modified_gmt":"2020-02-17T14:48:32","slug":"robert-perlman-subject-of-customer-dispute-for-ubs-yes-strategy","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/robert-perlman-subject-of-customer-dispute-for-ubs-yes-strategy\/","title":{"rendered":"Robert Perlman Subject Of Customer Dispute For Selling UBS YES Strategy"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-8051 size-medium\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/graph-300x200.jpg\" alt=\"Robert Perlman (CRD# 1892131) is a currently-registered broker with UBS Financial Services who has 3 customer disputes on his publicly-available FINRA BrokerCheck report, including 1 that seeks $750,000 in damages related to investment in the UBS Yield Enhancement Strategy (YES). Robert Perlman (Robert Benjamin Perlman) has been in the securities industry since 1988 when he started at Lehman Brothers (CRD# 7506). He then worked for Credit Suisse Securities (USA) LLC (CRD# 816) before joining UBS (CRD# 8174) in 2015. He works in New York City.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/graph-300x200.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/graph-768x512.jpg 768w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/graph-1024x683.jpg 1024w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/graph-1000x667.jpg 1000w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/graph-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Robert Perlman (<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/1892131\" target=\"_blank\">CRD# 1892131<\/a>) is a currently-registered broker with UBS Financial Services who has 3 customer disputes on his publicly-available FINRA BrokerCheck report, including 1 that seeks $750,000 in damages related to investment in the <a href=\"https:\/\/www.silverlaw.com\/blog\/what-is-the-ubs-yield-enhancement-strategy-yes\/\" target=\"_blank\">UBS Yield Enhancement Strategy (YES)<\/a>.<\/p>\n<p>Robert Perlman (Robert Benjamin Perlman) has been in the securities industry since 1988 when he started at Lehman Brothers (<a href=\"https:\/\/brokercheck.finra.org\/firm\/summary\/7506\" target=\"_blank\">CRD# 7506<\/a>). He then worked for Credit Suisse Securities (USA) LLC (<a href=\"https:\/\/brokercheck.finra.org\/firm\/summary\/816\" target=\"_blank\">CRD# 816<\/a>) before joining UBS (<a href=\"https:\/\/brokercheck.finra.org\/firm\/summary\/8174\" target=\"_blank\">CRD# 8174<\/a>) in 2015. He works in New York City. <a href=\"https:\/\/www.silverlaw.com\/blog\/robert-perlman-subject-of-customer-dispute-for-ubs-yes-strategy\/#more-8837\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Robert Perlman (CRD# 1892131) is a currently-registered broker with UBS Financial Services who has 3 customer disputes on his publicly-available FINRA BrokerCheck report, including 1 that seeks $750,000 in damages related to investment in the UBS Yield Enhancement Strategy (YES). Robert Perlman (Robert Benjamin Perlman) has been in the securities industry since 1988 when he [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588,576],"tags":[],"class_list":["post-8837","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","category-unsuitable-investment-advice"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Robert Perlman Has Customer Dispute For Selling UBS YES Strategy<\/title>\n<meta name=\"description\" content=\"Robert Perlman is a broker with UBS Financial Services who has a customer dispute on his record related to the UBS Yield Enhancement Strategy (YES).\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/robert-perlman-subject-of-customer-dispute-for-ubs-yes-strategy\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Robert Perlman Has Customer Dispute For Selling UBS YES Strategy\" \/>\n<meta name=\"twitter:description\" content=\"Robert Perlman is a broker with UBS Financial Services who has a customer dispute on his record related to the UBS Yield Enhancement Strategy (YES).\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/graph.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Robert Perlman Has Customer Dispute For Selling UBS YES Strategy","description":"Robert Perlman is a broker with UBS Financial Services who has a customer dispute on his record related to the UBS Yield Enhancement Strategy (YES).","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/robert-perlman-subject-of-customer-dispute-for-ubs-yes-strategy\/","twitter_card":"summary_large_image","twitter_title":"Robert Perlman Has Customer Dispute For Selling UBS YES Strategy","twitter_description":"Robert Perlman is a broker with UBS Financial Services who has a customer dispute on his record related to the UBS Yield Enhancement Strategy (YES).","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/graph.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/robert-perlman-subject-of-customer-dispute-for-ubs-yes-strategy\/","url":"https:\/\/www.silverlaw.com\/blog\/robert-perlman-subject-of-customer-dispute-for-ubs-yes-strategy\/","name":"Robert Perlman Has Customer Dispute For Selling UBS YES Strategy","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/robert-perlman-subject-of-customer-dispute-for-ubs-yes-strategy\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/robert-perlman-subject-of-customer-dispute-for-ubs-yes-strategy\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/graph-300x200.jpg","datePublished":"2020-02-17T14:48:32+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Robert Perlman is a broker with UBS Financial Services who has a customer dispute on his record related to the UBS Yield Enhancement Strategy (YES).","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/robert-perlman-subject-of-customer-dispute-for-ubs-yes-strategy\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/robert-perlman-subject-of-customer-dispute-for-ubs-yes-strategy\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/robert-perlman-subject-of-customer-dispute-for-ubs-yes-strategy\/#primaryimage","url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/graph.jpg","contentUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/graph.jpg","width":6000,"height":4000},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/robert-perlman-subject-of-customer-dispute-for-ubs-yes-strategy\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Robert Perlman Subject Of Customer Dispute For Selling UBS YES Strategy"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/image\/","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/8837","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=8837"}],"version-history":[{"count":3,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/8837\/revisions"}],"predecessor-version":[{"id":8840,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/8837\/revisions\/8840"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=8837"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=8837"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=8837"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}