{"id":8801,"date":"2020-01-28T10:21:09","date_gmt":"2020-01-28T15:21:09","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=8801"},"modified":"2020-01-28T10:21:09","modified_gmt":"2020-01-28T15:21:09","slug":"robert-montes-barred-broker-formerly-with-morgan-stanley-subject-of-4-disclosures","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/robert-montes-barred-broker-formerly-with-morgan-stanley-subject-of-4-disclosures\/","title":{"rendered":"Robert Montes, Barred Broker Formerly With Morgan Stanley, Subject Of 4 Disclosures"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-8737 size-medium\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/Old2-300x200.jpg\" alt=\"Robert Montes (Robert Frederico Montes) (CRD#: 835488), a barred broker formerly with Morgan Stanley (CRD#: 149777) in Palm Harbor, Florida, is the subject of 4 disclosures on his BrokerCheck report. Montes has been in the industry since 1977. Before joining Morgan Stanley, he worked for Wells Fargo Advisors (CRD#: 19616), Prudential Securities Incorporated (CRD#: 7471), Salomon Smith Barney (CRD#: 7059), Lehman Brothers (CRD#: 7506), E.F. Hutton &amp; Company (CRD#: 235), Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#: 7691), and Oppenheimer &amp; Co. (CRD#: 630).\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/Old2.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/Old2-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Robert Montes (Robert Frederico Montes) (<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/835488\" target=\"_blank\">CRD#: 835488<\/a>), a barred broker formerly with Morgan Stanley (<a href=\"https:\/\/brokercheck.finra.org\/firm\/summary\/149777\" target=\"_blank\">CRD#: 149777<\/a>) in Palm Harbor, Florida, is the subject of 4 disclosures on his BrokerCheck report.<\/p>\n<p>Montes has been in the industry since 1977. Before joining Morgan Stanley, he worked for Wells Fargo Advisors (<a href=\"https:\/\/brokercheck.finra.org\/firm\/summary\/19616\" target=\"_blank\">CRD#: 19616<\/a>), Prudential Securities Incorporated (<a href=\"https:\/\/brokercheck.finra.org\/firm\/summary\/7471\" target=\"_blank\">CRD#: 7471<\/a>), Salomon Smith Barney (<a href=\"https:\/\/brokercheck.finra.org\/firm\/summary\/7059\" target=\"_blank\">CRD#: 7059<\/a>), Lehman Brothers (<a href=\"https:\/\/brokercheck.finra.org\/firm\/summary\/7506\" target=\"_blank\">CRD#: 7506<\/a>), E.F. Hutton &amp; Company (<a href=\"https:\/\/brokercheck.finra.org\/firm\/summary\/235\" target=\"_blank\">CRD#: 235<\/a>), Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (<a href=\"https:\/\/brokercheck.finra.org\/firm\/summary\/7691\" target=\"_blank\">CRD#: 7691<\/a>), and Oppenheimer &amp; Co. (<a href=\"https:\/\/brokercheck.finra.org\/firm\/summary\/630\" target=\"_blank\">CRD#: 630<\/a>). <a href=\"https:\/\/www.silverlaw.com\/blog\/robert-montes-barred-broker-formerly-with-morgan-stanley-subject-of-4-disclosures\/#more-8801\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Robert Montes (Robert Frederico Montes) (CRD#: 835488), a barred broker formerly with Morgan Stanley (CRD#: 149777) in Palm Harbor, Florida, is the subject of 4 disclosures on his BrokerCheck report. Montes has been in the industry since 1977. Before joining Morgan Stanley, he worked for Wells Fargo Advisors (CRD#: 19616), Prudential Securities Incorporated (CRD#: 7471), [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[582,580],"tags":[],"class_list":["post-8801","post","type-post","status-publish","format-standard","hentry","category-elder-fraud","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Robert Montes, Barred Broker Of Morgan Stanley, Subject 4 Disclosures<\/title>\n<meta name=\"description\" content=\"Robert Montes, a barred broker formerly with Morgan Stanley in Palm Harbor, Florida, is the subject of 4 disclosures on his BrokerCheck report.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, 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