{"id":8774,"date":"2020-01-09T09:56:19","date_gmt":"2020-01-09T14:56:19","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=8774"},"modified":"2020-05-15T15:23:19","modified_gmt":"2020-05-15T19:23:19","slug":"michael-carter-barred-after-unauthorized-withdrawals-totaling-millions","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/michael-carter-barred-after-unauthorized-withdrawals-totaling-millions\/","title":{"rendered":"Michael Carter Barred After Unauthorized Withdrawals Totaling $5.2M"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-8152 size-medium\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Cashsmall-1-300x200.jpg\" alt=\"Michael Carter (Michael Barry Carter) (CRD: #3232017) is a former registered broker and investment advisor whose last employer was Morgan Stanley (CRD#: 149777) of McLean, VA.\u00a0 His previous employers include Ameriprise Financial Services, Inc. (CRD#:6363), Morgan Stanley &amp; Co. Incorporated (CRD#:8209) and Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#:7691), also of McLean, VA. He has been in the industry since 1999. Carter\u2019s record has five disclosures, three of which are customer disputes with settlements totaling $5,199,232.26\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Cashsmall-1.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Cashsmall-1-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/><\/p>\n<p>Michael Carter (Michael Barry Carter CRD# 1373405) is a barred broker who was formerly registered with Morgan Stanley (<a href=\"https:\/\/brokercheck.finra.org\/firm\/summary\/149777\" target=\"_blank\">CRD# 149777<\/a>) out of their McLean, Virginia branch office. He had previously worked for Ameriprise Financial Services, Inc. (<a href=\"https:\/\/brokercheck.finra.org\/firm\/summary\/6363\" target=\"_blank\">CRD# 6363<\/a>) in Vienna, Virginia. Carter had been in the securities industry since 1999.<\/p>\n<p><strong>Michael Carter Disclosures <\/strong><\/p>\n<p>Michael Carter\u2019s <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/3232017\" target=\"_blank\">publicly-available FINRA BrokerCheck report<\/a> lists seven disclosures, including four customer disputes (all involving <a href=\"https:\/\/www.silverlaw.com\/blog\/category\/misappropriation\/\" target=\"_blank\">misappropriation<\/a> or unauthorized withdrawals), one employment separation after allegations, and two regulatory disclosures. <a href=\"https:\/\/www.silverlaw.com\/blog\/michael-carter-barred-after-unauthorized-withdrawals-totaling-millions\/#more-8774\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Michael Carter (Michael Barry Carter CRD# 1373405) is a barred broker who was formerly registered with Morgan Stanley (CRD# 149777) out of their McLean, Virginia branch office. He had previously worked for Ameriprise Financial Services, Inc. (CRD# 6363) in Vienna, Virginia. Carter had been in the securities industry since 1999. Michael Carter Disclosures Michael Carter\u2019s [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-8774","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Michael Carter Barred After Unauthorized Withdrawals Totaling $5.2M<\/title>\n<meta name=\"description\" content=\"Michael Carter is a former registered broker and investment advisor whose last employer was Morgan Stanley of McLean, VA.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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