{"id":8767,"date":"2020-01-09T09:25:49","date_gmt":"2020-01-09T14:25:49","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=8767"},"modified":"2020-01-09T09:25:49","modified_gmt":"2020-01-09T14:25:49","slug":"finra-bars-broker-stefan-pastor-after-unauthorized-trading-allegations","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-stefan-pastor-after-unauthorized-trading-allegations\/","title":{"rendered":"FINRA Bars Broker Stefan Pastor After Unauthorized Trading Allegations"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-8771 size-medium\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/Call-300x200.jpg\" alt=\"Stefan Anton Pastor (CRD: #5141819) is a former registered broker and investment advisor whose last employer was Raymond James Financial Services, Inc. (CRD# 6694) of Fort Lauderdale, FL. Pastor was also dually registered with Raymond James and Provenance Wealth Advisors during this period. His previous employers include Walnut Street Securities, Inc. (CRD#:15840), also of Fort Lauderdale, and Ameriprise Financial Services, Inc. (CRD#:6363) of Plantation, FL. He has been in the industry since 2006. After a customer\u2019s complaint of forgery and unauthorized trades to her account and false sales confirmations, both Raymond James Financial and Provenance Wealth Advisors discharged him. The client requested damages in the amount of $38,725.00, and the case was settled for $60,000.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/Call.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/Call-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Stefan Pastor (Stefan Anton Pastor) (CRD: #<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/5141819\" target=\"_blank\">5141819<\/a>) is a former registered broker and investment advisor whose last employer was Raymond James Financial Services, Inc. (CRD# 6694) of Fort Lauderdale, FL. Pastor was also dually registered with Raymond James and Provenance Wealth Advisors during this period. His previous employers include Walnut Street Securities, Inc. (CRD#:15840), also of Fort Lauderdale, and Ameriprise Financial Services, Inc. (CRD#:6363) of Plantation, FL. He has been in the industry since 2006.<\/p>\n<p>After a customer\u2019s complaint of forgery and <a href=\"https:\/\/www.silverlaw.com\/unauthorized-trading.html\" target=\"_blank\">unauthorized trades<\/a> to her account and false sales confirmations, both Raymond James Financial and Provenance Wealth Advisors discharged him. The client requested damages in the amount of $38,725.00, and the case was settled for $60,000. <a href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-stefan-pastor-after-unauthorized-trading-allegations\/#more-8767\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Stefan Pastor (Stefan Anton Pastor) (CRD: #5141819) is a former registered broker and investment advisor whose last employer was Raymond James Financial Services, Inc. (CRD# 6694) of Fort Lauderdale, FL. Pastor was also dually registered with Raymond James and Provenance Wealth Advisors during this period. His previous employers include Walnut Street Securities, Inc. (CRD#:15840), also [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580,581],"tags":[],"class_list":["post-8767","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct","category-unauthorized-trading"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>FINRA Bars Broker Stefan Pastor After Unauthorized Trading Allegations<\/title>\n<meta name=\"description\" content=\"FINRA bars broker Stefan Pastor, last employed with Raymond James Financial Services of Fort Lauderdale, FL, after unauthorized trading allegations.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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