{"id":8765,"date":"2020-01-07T12:19:58","date_gmt":"2020-01-07T17:19:58","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=8765"},"modified":"2020-01-21T11:41:56","modified_gmt":"2020-01-21T16:41:56","slug":"__trashed","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/__trashed\/","title":{"rendered":"James Thomas Booth Of LPL Financial Barred From Securities Industry For Operating Ponzi Scheme"},"content":{"rendered":"<p>James Thomas Booth Of LPL Financial Barred From Securities Industry For Operating Ponzi Scheme<\/p>\n<p>James Thomas Booth (<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/1906145\" target=\"_blank\">CRD# 1906145<\/a>), the founder of Booth Financial Associates and a registered representative with LPL Financial LLC in Norwalk, Connecticut has been permanently barred by the both the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC) from acting as a broker or investment adviser or otherwise associating with a broker-dealer or provider of securities and\/or investment advice. Prior to joining LPL Financial in 2018, Booth was registered with Invest Financial Corporation. <a href=\"https:\/\/www.silverlaw.com\/blog\/__trashed\/#more-8765\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>James Thomas Booth Of LPL Financial Barred From Securities Industry For Operating Ponzi Scheme James Thomas Booth (CRD# 1906145), the founder of Booth Financial Associates and a registered representative with LPL Financial LLC in Norwalk, Connecticut has been permanently barred by the both the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[593,580],"tags":[],"class_list":["post-8765","post","type-post","status-publish","format-standard","hentry","category-ponzi-schemes","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>James Thomas Booth Of LPL Financial Barred For Ponzi Scheme<\/title>\n<meta name=\"description\" content=\"James Thomas Booth Of LPL Financial Barred From Securities Industry For Operating Ponzi Scheme James Thomas Booth (CRD# 1906145), the founder of Booth &#8212; January 7, 2020\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/__trashed\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"James Thomas Booth Of LPL Financial Barred For Ponzi Scheme\" \/>\n<meta name=\"twitter:description\" content=\"James Thomas Booth Of LPL Financial Barred From Securities Industry For Operating Ponzi Scheme James Thomas Booth (CRD# 1906145), the founder of Booth &#8212; January 7, 2020\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"4 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"James Thomas Booth Of LPL Financial Barred For Ponzi Scheme","description":"James Thomas Booth Of LPL Financial Barred From Securities Industry For Operating Ponzi Scheme James Thomas Booth (CRD# 1906145), the founder of Booth &#8212; 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