{"id":8687,"date":"2019-12-24T13:49:44","date_gmt":"2019-12-24T18:49:44","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=8687"},"modified":"2019-12-24T13:49:44","modified_gmt":"2019-12-24T18:49:44","slug":"gregory-ricker","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/gregory-ricker\/","title":{"rendered":"FINRA Suspends Broker Gregory Ricker"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-8113 size-medium\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Gavelsmall-1-300x200.jpg\" alt=\"Gregory Alan Ricker (CRD: 1834893) is a former registered broker and investment advisor whose last employer of record was Westpark Capital, Inc. (CRD#:39914) of Boca Raton, FL, which ended on 4\/30\/2019. According to Ricker\u2019s CRD report, there is no information available on his termination from Westpark. His previous employers include National Securities Corporation (CRD#:7569), also of Boca Raton, Fl, Jesup &amp; Lamont Securities CORP (CRD#:39056, expelled by FINRA on 11\/04\/2010), and Wachovia Securities, LLC (CRD#:19616), both of Fort Lauderdale, FL. He began in the industry in 1993.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Gavelsmall-1.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Gavelsmall-1-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Gregory Alan Ricker (CRD: <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/1834893\" target=\"_blank\">1834893<\/a>) is a former registered broker and investment advisor whose last employer of record was Westpark Capital, Inc. (CRD#:39914) of Boca Raton, FL, which ended on 4\/30\/2019. According to Ricker\u2019s CRD report, there is no information available on his termination from Westpark. His previous employers include National Securities Corporation (CRD#:7569), also of Boca Raton, Fl, Jesup &amp; Lamont Securities CORP (CRD#:39056, expelled by FINRA on 11\/04\/2010), and Wachovia Securities, LLC (CRD#:19616), both of Fort Lauderdale, FL. He began in the industry in 1993.<\/p>\n<p>FINRA sent Ricker a request for information and he failed to respond. He was suspended on 9\/13\/2019, and the suspension was lifted on 12\/9\/2019. No broker statement is available, and there is no additional information on the contents of the request for information, or if any companies or clients were involved. <a href=\"https:\/\/www.silverlaw.com\/blog\/gregory-ricker\/#more-8687\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Gregory Alan Ricker (CRD: 1834893) is a former registered broker and investment advisor whose last employer of record was Westpark Capital, Inc. (CRD#:39914) of Boca Raton, FL, which ended on 4\/30\/2019. According to Ricker\u2019s CRD report, there is no information available on his termination from Westpark. His previous employers include National Securities Corporation (CRD#:7569), also [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588,580],"tags":[],"class_list":["post-8687","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>FINRA Suspends Broker Gregory Ricker &#8212;<\/title>\n<meta name=\"description\" content=\"Gregory Ricker is a former registered broker and investment advisor whose last employer of record was Westpark Capital, Inc. of Boca Raton, FL.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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