{"id":8683,"date":"2019-12-24T12:12:39","date_gmt":"2019-12-24T17:12:39","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=8683"},"modified":"2019-12-24T12:12:39","modified_gmt":"2019-12-24T17:12:39","slug":"shimson-plotkin","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/shimson-plotkin\/","title":{"rendered":"Eight Customer Disputes Filed Against Broker Shimson Plotkin"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-8231 size-medium\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Glass-300x200.jpg\" alt=\"Shimson Plotkin (CRD: 2431863) is a currently registered broker and investment advisor who is currently employed with Independent Financial Group, LLC (CRD#: 7717) of Chevy Chase, MD.\u00a0 His previous employers include Pacific West Securities, Inc. (CRD#:6390) and Cambridge Investment Research, Inc. (CRD#:39543), both of Chevy Chase, MD, and Royal Alliance Associates, Inc. (CRD#:23131) of Jersey City, NJ. He has been in the industry since 1994.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Glass.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Glass-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Shimson Plotkin (CRD: <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2431863\" target=\"_blank\">2431863<\/a>) is a currently registered broker and investment advisor who is currently employed with Independent Financial Group, LLC (CRD#: 7717) of Chevy Chase, MD.\u00a0 His previous employers include Pacific West Securities, Inc. (CRD#:6390) and Cambridge Investment Research, Inc. (CRD#:39543), both of Chevy Chase, MD, and Royal Alliance Associates, Inc. (CRD#:23131) of Jersey City, NJ. He has been in the industry since 1994.<\/p>\n<p>Plotkin is the subject of eight customer disputes. The most recent, filed on 6\/21\/2019, alleges \u201c<em>over-concentration in alternative investments and lack of diversification,\u201d <\/em>and seeks damages of $500,000. This dispute is currently pending, and the firm denies the allegation. <a href=\"https:\/\/www.silverlaw.com\/blog\/shimson-plotkin\/#more-8683\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Shimson Plotkin (CRD: 2431863) is a currently registered broker and investment advisor who is currently employed with Independent Financial Group, LLC (CRD#: 7717) of Chevy Chase, MD.\u00a0 His previous employers include Pacific West Securities, Inc. (CRD#:6390) and Cambridge Investment Research, Inc. (CRD#:39543), both of Chevy Chase, MD, and Royal Alliance Associates, Inc. (CRD#:23131) of Jersey [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588,580],"tags":[],"class_list":["post-8683","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Eight Customer Disputes Filed Against Broker Shimson Plotkin<\/title>\n<meta name=\"description\" content=\"Shimson Plotkin is a currently registered broker and investment advisor who is currently employed with Independent Financial Group, LLC of Chevy Chase, MD.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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