{"id":8614,"date":"2019-11-18T14:17:51","date_gmt":"2019-11-18T19:17:51","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=8614"},"modified":"2019-11-18T14:17:51","modified_gmt":"2019-11-18T19:17:51","slug":"james-anderson-barred-broker-formerly-with-ameritas-investment-corp-subject-of-5-disclosures","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/james-anderson-barred-broker-formerly-with-ameritas-investment-corp-subject-of-5-disclosures\/","title":{"rendered":"James Anderson, Barred Broker Formerly With Ameritas Investment Corp., Subject Of 5 Disclosures"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-8309 size-medium\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Away-300x200.jpg\" alt=\"James Anderson (CRD# 4803514) is a now-barred broker formerly with Ameritas Investment Corp. (CRD# 14869. Anderson was a registered representative of Ameritas from 2004 to February, 2019, and has worked at their branch offices in Dakota Dunes, South Dakota, West Des Moines, Iowa, and Lincoln, Nebraska. Anderson also did business as Central Financial Group. FINRA barred James Anderson from working in the securities industry after he failed to provide FINRA with documents and information during an investigation into allegations that he \u201cengaged in the purchase and sale of securities away from his member firm, without the knowledge or approval of the firm.\u201d\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Away.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Away-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>James Anderson (<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/4803514\" target=\"_blank\">CRD# 4803514<\/a>) is a now-barred broker formerly with Ameritas Investment Corp. (<a href=\"https:\/\/brokercheck.finra.org\/firm\/summary\/14869\" target=\"_blank\">CRD# 14869<\/a>. Anderson was a registered representative of Ameritas from 2004 to February, 2019, and has worked at their branch offices in Dakota Dunes, South Dakota, West Des Moines, Iowa, and Lincoln, Nebraska. Anderson also did business as Central Financial Group. <a href=\"https:\/\/www.silverlaw.com\/blog\/james-anderson-barred-broker-formerly-with-ameritas-investment-corp-subject-of-5-disclosures\/#more-8614\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>James Anderson (CRD# 4803514) is a now-barred broker formerly with Ameritas Investment Corp. (CRD# 14869. Anderson was a registered representative of Ameritas from 2004 to February, 2019, and has worked at their branch offices in Dakota Dunes, South Dakota, West Des Moines, Iowa, and Lincoln, Nebraska. Anderson also did business as Central Financial Group. Continue [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[584,580],"tags":[],"class_list":["post-8614","post","type-post","status-publish","format-standard","hentry","category-selling-away","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>James Anderson, Barred Broker Formerly With Ameritas Investment Corp.<\/title>\n<meta name=\"description\" content=\"James Anderson is a now-barred broker formerly with Ameritas Investment Corp. in Dakota Dunes, South Dakota, accused of selling away.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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