{"id":8467,"date":"2019-08-06T11:45:19","date_gmt":"2019-08-06T15:45:19","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=8467"},"modified":"2019-08-06T11:46:17","modified_gmt":"2019-08-06T15:46:17","slug":"8467-2","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/8467-2\/","title":{"rendered":"FINRA Names Individuals Suspended in July 2019 for Failing to Comply with FINRA Rules"},"content":{"rendered":"

According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:<\/p>\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n
NAME<\/strong><\/td>\nFORMER EMPLOYERS<\/strong><\/td>\n<\/tr>\n
\u00a0 Deblois, Matthew<\/td>\n\u00a0 The Champion Group, Inc<\/td>\n<\/tr>\n
\u00a0 McNally Financial Services Corp<\/td>\n<\/tr>\n
\u00a0 Dewaay, Donald Jr.<\/td>\n\u00a0 Dewaay Financial Network, LLC<\/td>\n<\/tr>\n
\u00a0 VSR Financial Services, Inc<\/td>\n<\/tr>\n
\u00a0 Freeman, Michael<\/td>\n\u00a0 Spartan Capital Securities, LLC<\/td>\n<\/tr>\n
\u00a0 Legend Securities, Inc<\/td>\n<\/tr>\n
\u00a0 Fuzie, Cindy<\/td>\n\u00a0 Morgan Stanley<\/td>\n<\/tr>\n
\u00a0 MML Investors Services, LLC<\/td>\n<\/tr>\n
\u00a0 Hernandez, Evelyn<\/td>\n\u00a0 Morgan Stanley<\/td>\n<\/tr>\n
\u00a0 Chase Investment Services<\/td>\n<\/tr>\n
\u00a0 Barry, Jin<\/td>\n\u00a0 Spartan Capital Securities, LLC<\/td>\n<\/tr>\n
\u00a0 Lampert Capital Markets Inc<\/td>\n<\/tr>\n
\u00a0 LaVolpe, Michael<\/td>\n\u00a0 Meyers Associates, LP<\/td>\n<\/tr>\n
\u00a0 Leonard, William<\/td>\n\u00a0 JH Darbie & Co, Inc<\/td>\n<\/tr>\n
\u00a0 BMS Securities, LLC<\/td>\n<\/tr>\n
\u00a0 Walsworth, Peter<\/td>\n\u00a0 Morgan Stanley<\/td>\n<\/tr>\n
\u00a0 Merrill Lynch, Pierce, Fenner & Smith Inc<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

Silver Law Group<\/a> represents investors in securities and investment fraud cases through FINRA arbitration or court.\u00a0 Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct<\/a>.\u00a0 If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.<\/p>\n

Our lawyers have extensive experience collecting FINRA arbitration awards, prevailing on Motions to Vacate FINRA arbitration awards and using various collection efforts to enforce FINRA awards after they are received.<\/p>\n","protected":false},"excerpt":{"rendered":"

According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS \u00a0 Deblois, Matthew \u00a0 The Champion Group, Inc \u00a0 McNally Financial Services Corp \u00a0 Dewaay, Donald Jr. \u00a0 Dewaay Financial Network, […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577],"tags":[],"class_list":["post-8467","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions"],"yoast_head":"\nFINRA Names Individuals Suspended in July 2019 for Failing to Comply with FINRA Rules — Securities Arbitration Lawyers Blog — August 6, 2019<\/title>\n<meta name=\"description\" content=\"According to FINRA Disciplinary actions for July 2019, the following 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