{"id":8430,"date":"2019-07-11T15:26:32","date_gmt":"2019-07-11T19:26:32","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=8430"},"modified":"2019-07-11T15:26:32","modified_gmt":"2019-07-11T19:26:32","slug":"barry-garapedian-morgan-stanley-advisor-subject-of-14-disclosures","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/barry-garapedian-morgan-stanley-advisor-subject-of-14-disclosures\/","title":{"rendered":"Barry Garapedian, Morgan Stanley Advisor, Subject Of 14 Disclosures"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-8431 size-medium\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/07\/Papers-300x200.jpg\" alt=\"Barry Garapedian (CRD #1039251) is a currently-registered broker employed by Morgan Stanley (CRD #149777) of Westlake Village, CA. He has been with Morgan Stanley since 2009. He was previously employed by Citigroup Global Markets (CRD #7059), Lehman Brothers (CRD #7506), and E. F. Hutton &amp; Company (CRD #235) He has been in the industry since 1982. Garapedian\u2019s FINRA BrokerCheck report lists 14 disclosures starting in 1992, all customer disputes. He was the subject of three FINRA customer disputes in 2018, all with similar allegations of \u201cunsuitability\u201d. The first, in March 2018 was denied. The second was also filed in March 2018 and involves the period 2013 to 2015, and is listed as \u201cpending.\u201d The third claim, filed on 4\/01\/18, alleged excessive fees and overconcentration and was settled for $110,000. Garapedian\u2019s statement denies the allegations, and maintains that everything was discussed with the customer prior to any transactions, and the investments recommended were suitable for the client.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/07\/Papers.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/07\/Papers-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Barry Garapedian (<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/1039257\" target=\"_blank\">CRD #1039251<\/a>) is a currently-registered broker employed by Morgan Stanley (CRD #149777) of Westlake Village, CA. He has been with Morgan Stanley since 2009. He was previously employed by Citigroup Global Markets (CRD #7059), Lehman Brothers (CRD #7506), and E. F. Hutton &amp; Company (CRD #235) He has been in the industry since 1982. <a href=\"https:\/\/www.silverlaw.com\/blog\/barry-garapedian-morgan-stanley-advisor-subject-of-14-disclosures\/#more-8430\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Barry Garapedian (CRD #1039251) is a currently-registered broker employed by Morgan Stanley (CRD #149777) of Westlake Village, CA. He has been with Morgan Stanley since 2009. He was previously employed by Citigroup Global Markets (CRD #7059), Lehman Brothers (CRD #7506), and E. F. Hutton &amp; Company (CRD #235) He has been in the industry since [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[599,580],"tags":[],"class_list":["post-8430","post","type-post","status-publish","format-standard","hentry","category-securities-arbitration","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Barry Garapedian, Morgan Stanley Advisor, Subject Of 14 Disclosures &#8212;<\/title>\n<meta name=\"description\" content=\"Barry Garapedian, a currently-registered broker employed by Morgan Stanley of Westlake Village, CA, has 14 disclosures on his FINRA BrokerCheck report.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link 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