{"id":8307,"date":"2019-05-29T11:37:46","date_gmt":"2019-05-29T15:37:46","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=8307"},"modified":"2019-05-29T11:37:46","modified_gmt":"2019-05-29T15:37:46","slug":"christopher-hellman-merrill-lynch-pierce-fenner-smith-incorporated-of-boca-raton-fl","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/christopher-hellman-merrill-lynch-pierce-fenner-smith-incorporated-of-boca-raton-fl\/","title":{"rendered":"FINRA Bars Christopher Hellman"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-8309 size-medium\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Away-300x200.jpg\" alt=\"Christopher Charles Hellman (CRD#: 6584084) is a formerly registered broker and investment advisor whose last employer was Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#:7691) of Boca Raton, FL. His previous employer was FMSBONDS, INC. (CRD#:7793), of North Miami Beach, FL. No current employment information is available. He has been in the industry since 2016.Merrill Lynch discharged Hellman on 9\/20\/2018 after he was found to be selling away (selling products not sold or endorsed by the firm) and failing to disclose outside business activities he was involved in while employed.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Away.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Away-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Christopher Charles Hellman (CRD#: <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/6584084#disclosuresSection\" target=\"_blank\">6584084<\/a>) is a formerly registered broker and investment advisor whose last employer was Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#:7691) of Boca Raton, FL. His previous employer was FMSBONDS, INC. (CRD#:7793), of North Miami Beach, FL. No current employment information is available. He has been in the industry since 2016.<\/p>\n<p>Merrill Lynch discharged Hellman on 9\/20\/2018 after he was found to be selling away (selling products not sold or endorsed by the firm) and failing to disclose outside business activities he was involved in while employed. <a href=\"https:\/\/www.silverlaw.com\/blog\/christopher-hellman-merrill-lynch-pierce-fenner-smith-incorporated-of-boca-raton-fl\/#more-8307\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Christopher Charles Hellman (CRD#: 6584084) is a formerly registered broker and investment advisor whose last employer was Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#:7691) of Boca Raton, FL. His previous employer was FMSBONDS, INC. (CRD#:7793), of North Miami Beach, FL. No current employment information is available. He has been in the industry since 2016. [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,584],"tags":[],"class_list":["post-8307","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-selling-away"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>FINRA Bars Christopher Hellman &#8212; Securities Arbitration Lawyers Blog &#8212;<\/title>\n<meta name=\"description\" content=\"Christopher Hellman is a formerly registered broker whose last employer was Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated of Boca Raton, FL.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/christopher-hellman-merrill-lynch-pierce-fenner-smith-incorporated-of-boca-raton-fl\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"FINRA Bars Christopher Hellman &#8212; 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