{"id":8285,"date":"2019-05-28T16:42:27","date_gmt":"2019-05-28T20:42:27","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=8285"},"modified":"2019-05-28T16:43:11","modified_gmt":"2019-05-28T20:43:11","slug":"william-gennity-formerly-with-first-standard-financial-company-staten-island-ny","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/william-gennity-formerly-with-first-standard-financial-company-staten-island-ny\/","title":{"rendered":"SEC, FINRA Bar William Gennity, Issue $2M Judgment For Client"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-8286 size-medium\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Steal1-300x200.jpg\" alt=\"William Christian Gennity (CRD#: 4913490, aka \u201cBilly Christian Gennity\u201d) is a former registered broker whose last known employer was First Standard Financial Company LLC (CRD#: 168340) of Staten Island, NY. Previous employers include Alexander Capital, L.P. (CRD#: 40077) and Legend Securities, Inc. (CRD#: 44952, expelled by FINRA on 4\/17\/2017), both of New York City, and National Securities Corporation (CRD#: 7569) of Iselin, NJ. No current employment information is available. He began in the industry in 2005.Gennity is the subject of twelve disclosures dating back to 2014, eight of which are customer disputes, two closed with no actions. Four of these are regulatory\/civil matters involving the Securities and Exchange Commission (SEC), the State of Montana, and the Financial Industry Regulatory Association (FINRA), barring him from any and all association with broker-dealers and acting as a broker or in any other capacity.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Steal1.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Steal1-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>William Christian Gennity (CRD#: <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/4913490\" target=\"_blank\">4913490<\/a>, aka \u201cBilly Christian Gennity\u201d) is a former registered broker whose last known employer was First Standard Financial Company LLC (CRD#: 168340) of Staten Island, NY. Previous employers include Alexander Capital, L.P. (CRD#: 40077) and Legend Securities, Inc. (CRD#: 44952, expelled by FINRA on 4\/17\/2017), both of New York City, and National Securities Corporation (CRD#: 7569) of Iselin, NJ. No current employment information is available. He began in the industry in 2005. <a href=\"https:\/\/www.silverlaw.com\/blog\/william-gennity-formerly-with-first-standard-financial-company-staten-island-ny\/#more-8285\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>William Christian Gennity (CRD#: 4913490, aka \u201cBilly Christian Gennity\u201d) is a former registered broker whose last known employer was First Standard Financial Company LLC (CRD#: 168340) of Staten Island, NY. Previous employers include Alexander Capital, L.P. (CRD#: 40077) and Legend Securities, Inc. (CRD#: 44952, expelled by FINRA on 4\/17\/2017), both of New York City, and [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-8285","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>SEC, FINRA Bar William Gennity, Issue $2M Judgment For Client &#8212;<\/title>\n<meta name=\"description\" content=\"William Gennity is a former registered broker, now barred, whose last known employer was First Standard Financial Company of Staten Island, NY.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link 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