{"id":8224,"date":"2019-05-21T16:46:08","date_gmt":"2019-05-21T20:46:08","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=8224"},"modified":"2019-05-21T16:46:08","modified_gmt":"2019-05-21T20:46:08","slug":"suspended-newbridge-securities-corp-broker-david-fagenson-under-investigation","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/suspended-newbridge-securities-corp-broker-david-fagenson-under-investigation\/","title":{"rendered":"Suspended Newbridge Securities Corp. Broker David Fagenson Under Investigation for Unsuitable Recommendations in Elderly Customer Accounts"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-8228 size-medium\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Old1-300x200.jpg\" alt=\"Silver Law Group is investigating Boca Raton, Florida-based Newbridge Securities Corporation broker David Fagenson (CRD# 1652012) after FINRA suspended him for eight (8) months for alleged misconduct in elder customer brokerage accounts.According to Fagenson\u2019s FINRA BrokerCheck report, FINRA suspended the Florida-based broker in November 2018. FINRA suspended Fagenson after he entered into an Acceptance, Waiver &amp; Consent (AWC) that found Fagenson engaged in excessive and unsuitable trading in three (3) senior customer brokerage accounts while employed by UBS Financial Services Inc.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Old1.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Old1-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Silver Law Group is investigating Boca Raton, Florida-based Newbridge Securities Corporation broker <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/1652012\" target=\"_blank\">David Fagenson (CRD# 1652012)<\/a> after FINRA suspended him for eight (8) months for alleged misconduct in elder customer brokerage accounts.<\/p>\n<p>According to <a href=\"https:\/\/files.brokercheck.finra.org\/individual\/individual_1652012.pdf\" target=\"_blank\">Fagenson\u2019s FINRA BrokerCheck report<\/a>, FINRA suspended the Florida-based broker in November 2018. FINRA suspended Fagenson after he entered into an <a href=\"https:\/\/www.finra.org\/sites\/default\/files\/fda_documents\/2017052874401%20David%20H.%20Fagenson%20CRD%201652012%20AWC%20jm.pdf\" target=\"_blank\">Acceptance, Waiver &amp; Consent (AWC)<\/a> that found Fagenson engaged in excessive and unsuitable trading in three (3) senior customer brokerage accounts while employed by UBS Financial Services Inc. <a href=\"https:\/\/www.silverlaw.com\/blog\/suspended-newbridge-securities-corp-broker-david-fagenson-under-investigation\/#more-8224\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Silver Law Group is investigating Boca Raton, Florida-based Newbridge Securities Corporation broker David Fagenson (CRD# 1652012) after FINRA suspended him for eight (8) months for alleged misconduct in elder customer brokerage accounts. According to Fagenson\u2019s FINRA BrokerCheck report, FINRA suspended the Florida-based broker in November 2018. FINRA suspended Fagenson after he entered into an Acceptance, Waiver &#038; Consent (AWC) that found Fagenson engaged in excessive and unsuitable trading in three (3) senior customer brokerage accounts while employed by UBS Financial Services Inc.<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[582,580,576],"tags":[],"class_list":["post-8224","post","type-post","status-publish","format-standard","hentry","category-elder-fraud","category-stockbroker-misconduct","category-unsuitable-investment-advice"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Suspended Newbridge Securities Corp. Broker David Fagenson Under Investigation<\/title>\n<meta name=\"description\" content=\"Silver Law Group is investigating Boca Raton, Florida-based Newbridge Securities Corporation broker David Fagenson after FINRA suspended him.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/suspended-newbridge-securities-corp-broker-david-fagenson-under-investigation\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Suspended Newbridge Securities Corp. 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