{"id":8220,"date":"2019-05-21T15:06:39","date_gmt":"2019-05-21T19:06:39","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=8220"},"modified":"2019-05-21T15:07:03","modified_gmt":"2019-05-21T19:07:03","slug":"david-marshall-independent-financial-group-investment-losses","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/david-marshall-independent-financial-group-investment-losses\/","title":{"rendered":"David Marshall, Former California-Based Independent Financial Group Broker, Under Investigation"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-4810 size-medium\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Liam-O\u2019Keefe-Fraud-Advisors-Investigation-300x200.jpg\" alt=\"Silver Law Group is investigating former Salinas, California-based, Independent Financial Group broker David Marshall after some customers have come forward alleging he recommended his customers invest with unregistered brokers. According to Marshall\u2019s FINRA BrokerCheck report, Marshall was registered with Independent Financial Group at its Salinas, California branch from July 2015 to October 2017 and is now unregistered. Marshall ran his brokerage business through his own company, Marshall Wealth Management, according to his detailed CRD report. Marshall Wealth Management was also a registered investment adviser.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Liam-O\u2019Keefe-Fraud-Advisors-Investigation-300x200.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Liam-O\u2019Keefe-Fraud-Advisors-Investigation-768x512.jpg 768w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Liam-O\u2019Keefe-Fraud-Advisors-Investigation-180x120.jpg 180w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Liam-O\u2019Keefe-Fraud-Advisors-Investigation.jpg 881w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Silver Law Group is investigating former Salinas, California-based, Independent Financial Group broker David Marshall after some customers have come forward alleging he recommended his customers invest with unregistered brokers.<\/p>\n<p>According to Marshall\u2019s FINRA BrokerCheck report, Marshall was registered with Independent Financial Group at its Salinas, California branch from July 2015 to October 2017 and is now unregistered. Marshall ran his brokerage business through his own company, Marshall Wealth Management, according to his <a href=\"https:\/\/files.brokercheck.finra.org\/individual\/individual_2843252.pdf\" target=\"_blank\">detailed CRD report<\/a>. Marshall Wealth Management was also <a href=\"https:\/\/adviserinfo.sec.gov\/Firm\/132277\" target=\"_blank\">a registered investment adviser<\/a>. <a href=\"https:\/\/www.silverlaw.com\/blog\/david-marshall-independent-financial-group-investment-losses\/#more-8220\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Silver Law Group is investigating former Salinas, California-based, Independent Financial Group broker David Marshall after some customers have come forward alleging he recommended his customers invest with unregistered brokers. According to Marshall\u2019s FINRA BrokerCheck report, Marshall was registered with Independent Financial Group at its Salinas, California branch from July 2015 to October 2017 and is [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[595,593,580],"tags":[],"class_list":["post-8220","post","type-post","status-publish","format-standard","hentry","category-investment-fraud","category-ponzi-schemes","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>David Marshall, Former Independent Financial Group Broker, Under Investigation<\/title>\n<meta name=\"description\" content=\"Silver Law Group is investigating former Salinas, CA-based, Independent Financial Group broker David Marshall, who is no longer FINRA registered.\" 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