{"id":8201,"date":"2019-05-21T09:38:36","date_gmt":"2019-05-21T13:38:36","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=8201"},"modified":"2019-05-21T09:38:36","modified_gmt":"2019-05-21T13:38:36","slug":"aaron-parthemer-finra-arbitration","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/aaron-parthemer-finra-arbitration\/","title":{"rendered":"FINRA Arbitration Panel Ordered Morgan Stanley To Pay Former NFL Cornerback And Mega Millions Lottery Winner $4.2 Million For Alleged Negligent Supervision"},"content":{"rendered":"

\"BarredThis is the latest case related to the conduct of barred advisor Aaron Parthemer, who had a practice in Florida that catered to NFL and NBA players.<\/p>\n

Parthemer invested some of his clients’ money in a Miami Beach nightclub that he partially owned. He also engaged in other activities that ultimately caught the attention of regulators. According to FINRA disciplinary records, he owned a tequila promotion business and sent gift baskets of the liquor to NFL and NBA teams. Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"

Barred advisor Aaron Parthemer, who had a practice in Florida that catered to NFL and NBA players, invested some of his clients’ money in a Miami Beach nightclub that he partially owned. He also engaged in other activities that ultimately caught the attention of regulators. According to FINRA disciplinary records, he owned a tequila promotion business and sent gift baskets of the liquor to NFL and NBA teams. In 2015, FINRA barred Parthemer for engaging in outside business activities without firm approval. He allegedly loaned his clients $399,000 against firm policy, convinced eight clients to invest $3 million in private securities transactions, and provided false information to his employers and FINRA. Last year, the SEC penalized him $160,000.<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[796,580],"tags":[],"class_list":["post-8201","post","type-post","status-publish","format-standard","hentry","category-negligence","category-stockbroker-misconduct"],"yoast_head":"\nFINRA Arbitration Panel Ordered Morgan Stanley To Pay Former NFL Cornerback And Mega Millions Lottery Winner $4.2 Million For Alleged Negligent Supervision<\/title>\n<meta name=\"description\" content=\"Barred advisor Aaron Parthemer had a practice in Florida that catered to NFL and NBA players, and invested some of his client's money in a Miami nightclub.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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