{"id":8166,"date":"2019-05-20T11:45:06","date_gmt":"2019-05-20T15:45:06","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=8166"},"modified":"2019-05-20T11:45:06","modified_gmt":"2019-05-20T15:45:06","slug":"unpaid-awards-finra-publishes-list-of-arbitration-awards-in-arrears-along-with-names","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/unpaid-awards-finra-publishes-list-of-arbitration-awards-in-arrears-along-with-names\/","title":{"rendered":"Unpaid Awards: FINRA Publishes List Of Arbitration Awards In Arrears Along With Names"},"content":{"rendered":"

\"iStock-494312894-300x200\"Investors who have gone through FINRA arbitration claims against closed boiler-rooms know that collecting an award can be a problem. Brokers and broker-dealers who have actions filed against them are also required to pay fees, as well as any financial restitution they are ordered to pay.<\/p>\n

While most of these arbitration actions result in some form of restitution for the defrauded investor, FINRA reports that about 2% of these cases are never paid. Now FINRA has a single page<\/a> on its website where you can look up companies and brokers who have left their obligations unpaid. The information is available through BrokerCheck<\/a> on an individual basis, but this is the first time it has been available collectively. Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"

Investors who have gone through FINRA arbitration claims against closed boiler-rooms know that collecting an award can be a problem. Brokers and broker-dealers who have actions filed against them are also required to pay fees, as well as any financial restitution they are ordered to pay.While most of these arbitration actions result in some form of restitution for the defrauded investor, FINRA reports that about 2% of these cases are never paid. Now FINRA has a single page on its website where you can look up companies and brokers who have left their obligations unpaid. The information is available through BrokerCheck on an individual basis, but this is the first time it has been available collectively.<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588,580],"tags":[],"class_list":["post-8166","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","category-stockbroker-misconduct"],"yoast_head":"\nUnpaid Awards: FINRA Publishes List Of Arbitration Awards In Arrears Along With Names — Securities Arbitration Lawyers Blog — May 20, 2019<\/title>\n<meta name=\"description\" content=\"FINRA has a single page on its website where you can look up companies and brokers who have left their arbitration awards unpaid.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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