{"id":8157,"date":"2019-05-20T10:21:09","date_gmt":"2019-05-20T14:21:09","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=8157"},"modified":"2019-05-20T10:21:09","modified_gmt":"2019-05-20T14:21:09","slug":"richard-pittman-cetera-advisors-customer-disputes-total-1m","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/richard-pittman-cetera-advisors-customer-disputes-total-1m\/","title":{"rendered":"Richard Pittman, Cetera Advisors, Customer Disputes Total $1M"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-4665 size-medium\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Antonio-Costanzo-Permanently-Barred-by-FINRA-After-Alleged-Churning-in-Customer-Accounts-300x202-300x202.jpg\" alt=\"Richard Lynn Pittman (CRD#: 2845145) is a registered broker and investment advisor currently employed with Cetera Advisors LLC (CRD#: 10299) of Memphis, TN. His previous employers include Investors Capital Corp. (CRD#:30613), also of Memphis, Washington Square Securities, Inc. (CRD#:2882) of Des Moines, IA, and WMA Securities, Inc. (CRD#:32625) of Duluth, GA. He has been in the industry since 1997.Richard Pittman has three disclosures, all recent customer disputes. The most recent dispute, filed on 10\/31\/2018, alleges that Pittman made unsuitable recommendations on investments that were purchased in 2008. Damages requested total $300,000. Pittman denies the allegations, and the case is currently pending.\" width=\"300\" height=\"202\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Antonio-Costanzo-Permanently-Barred-by-FINRA-After-Alleged-Churning-in-Customer-Accounts-300x202.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Antonio-Costanzo-Permanently-Barred-by-FINRA-After-Alleged-Churning-in-Customer-Accounts-300x202-178x120.jpg 178w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Richard Lynn Pittman (CRD#: 2845145) is a registered broker and investment advisor currently employed with Cetera Advisors LLC (CRD#: 10299) of Memphis, TN. His previous employers include Investors Capital Corp. (CRD#:30613), also of Memphis, Washington Square Securities, Inc. (CRD#:2882) of Des Moines, IA, and WMA Securities, Inc. (CRD#:32625) of Duluth, GA. He has been in the industry since 1997.<\/p>\n<p>Richard Pittman has three disclosures, all recent customer disputes. The most recent dispute, filed on 10\/31\/2018, alleges that Pittman made unsuitable recommendations on investments that were purchased in 2008. Damages requested total $300,000. Pittman denies the allegations, and the case is currently pending. <a href=\"https:\/\/www.silverlaw.com\/blog\/richard-pittman-cetera-advisors-customer-disputes-total-1m\/#more-8157\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Richard Lynn Pittman (CRD#: 2845145) is a registered broker and investment advisor currently employed with Cetera Advisors LLC (CRD#: 10299) of Memphis, TN. His previous employers include Investors Capital Corp. (CRD#:30613), also of Memphis, Washington Square Securities, Inc. (CRD#:2882) of Des Moines, IA, and WMA Securities, Inc. (CRD#:32625) of Duluth, GA. He has been in [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588,576],"tags":[],"class_list":["post-8157","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","category-unsuitable-investment-advice"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Richard Pittman, Cetera Advisors, Customer Disputes Total $1M &#8212;<\/title>\n<meta name=\"description\" content=\"Richard Lynn Pittman, a registered broker and investment advisor with Cetera Advisors LLC of Memphis, TN, has three disclosures, all customer disputes.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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