{"id":8119,"date":"2019-05-17T14:20:26","date_gmt":"2019-05-17T18:20:26","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=8119"},"modified":"2019-05-17T14:20:46","modified_gmt":"2019-05-17T18:20:46","slug":"finra-bars-wilfred-rodriquez-jr-wells-fargo-boca-raton-office","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-bars-wilfred-rodriquez-jr-wells-fargo-boca-raton-office\/","title":{"rendered":"FINRA Bars Wilfred Rodriquez, Jr., Wells Fargo Boca Raton Office"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-4804 size-medium\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/FINRA-Suspends-Christopher-Kelly-from-Securities-Industry-for-Four-Months-300x200.jpg\" alt=\"Wilfred Rodriquez, Jr. (CRD#: 2504369, aka \u201cWill\u201d or \u201cWilfredo\u201d) is a former registered broker and investment advisor whose last employer was Wells Fargo Clearing Services, LLC (CRD#:19616) of Boca Raton, FL. His previous employers include Prudential Securities Incorporated (CRD#:7471) of New York, NY, UBS Painewebber Inc. (CRD#:8174) of Weehawken, NJ, and Citicorp Investment Services (CRD#:23988) of Long Island City, NY.Two of Rodriquez\u2019 previous employers were expelled by FINRA: Euro-Atlantic Securities Inc. (CRD#:21367, expelled 09\/08\/1997) of Boca Raton, and Biltmore Securities, Inc. (CRD#:25023, expelled 03\/01\/1999) of Fort Lauderdale, FL. No current employment information is available. He has been in the industry since 1994. FINRA barred Rodriquez indefinitely, and in all capacities.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/FINRA-Suspends-Christopher-Kelly-from-Securities-Industry-for-Four-Months-300x200.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/FINRA-Suspends-Christopher-Kelly-from-Securities-Industry-for-Four-Months-180x120.jpg 180w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/FINRA-Suspends-Christopher-Kelly-from-Securities-Industry-for-Four-Months.jpg 728w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Wilfred Rodriquez, Jr. (CRD#: <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2504369\" target=\"_blank\">2504369<\/a>, aka \u201cWill\u201d or \u201cWilfredo\u201d) is a former registered broker and investment advisor whose last employer was Wells Fargo Clearing Services, LLC (CRD#:19616) of Boca Raton, FL. His previous employers include Prudential Securities Incorporated (CRD#:7471) of New York, NY, UBS Painewebber Inc. (CRD#:8174) of Weehawken, NJ, and Citicorp Investment Services (CRD#:23988) of Long Island City, NY. <a href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-wilfred-rodriquez-jr-wells-fargo-boca-raton-office\/#more-8119\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Wilfred Rodriquez, Jr. (CRD#: 2504369, aka \u201cWill\u201d or \u201cWilfredo\u201d) is a former registered broker and investment advisor whose last employer was Wells Fargo Clearing Services, LLC (CRD#:19616) of Boca Raton, FL. His previous employers include Prudential Securities Incorporated (CRD#:7471) of New York, NY, UBS Painewebber Inc. (CRD#:8174) of Weehawken, NJ, and Citicorp Investment Services (CRD#:23988) [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580,581],"tags":[],"class_list":["post-8119","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct","category-unauthorized-trading"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>FINRA Bars Wilfred Rodriquez, Jr., Wells Fargo Boca Raton Office &#8212; Securities Arbitration Lawyers Blog &#8212; May 17, 2019<\/title>\n<meta name=\"description\" content=\"Wilfred Rodriquez, Jr., a former registered broker and investment advisor with Wells Fargo Clearing Services of Boca Raton, FL, has been barred by FINRA.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, 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