{"id":8083,"date":"2019-05-16T16:55:19","date_gmt":"2019-05-16T20:55:19","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=8083"},"modified":"2019-05-16T16:55:19","modified_gmt":"2019-05-16T20:55:19","slug":"finra-bars-omar-k-henry","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-bars-omar-k-henry\/","title":{"rendered":"FINRA Bars Omar K. Henry"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-8086 size-medium\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Stop1-300x200.jpg\" alt=\"Omar K. Henry (CRD#: 5751648) is a former registered broker and investment advisor whose last employer was Cetera Advisors LLC (CRD#:10299) of New York, NY. His previous employers include J.P. Morgan Securities LLC (CRD#:79) of Franklin, NJ, and Chase Investment Services Corp. (CRD#:25574) of Sussex, NJ. He has been in the industry since 2010.On 09\/27\/2018 and 10\/22\/2018, FINRA sent two Notices of Suspension to Henry after he failed to respond to a request for information. On 12\/31\/2018, after failing to request termination of his suspension, FINRA barred Henry indefinitely, and in all capacities. \" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Stop1.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Stop1-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Omar K. Henry (<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/5751648\" target=\"_blank\">CRD#: 5751648<\/a>) is a former registered broker and investment advisor whose last employer was Cetera Advisors LLC (CRD#:10299) of New York, NY. His previous employers include J.P. Morgan Securities LLC (CRD#:79) of Franklin, NJ, and Chase Investment Services Corp. (CRD#:25574) of Sussex, NJ. He has been in the industry since 2010.<\/p>\n<p>On 09\/27\/2018 and 10\/22\/2018, FINRA sent two Notices of Suspension to Henry after he failed to respond to a request for information. On 12\/31\/2018, after failing to request termination of his suspension, FINRA barred Henry indefinitely, and in all capacities. No additional information is available. <a href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-omar-k-henry\/#more-8083\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Omar K. Henry (CRD#: 5751648) is a former registered broker and investment advisor whose last employer was Cetera Advisors LLC (CRD#:10299) of New York, NY. His previous employers include J.P. Morgan Securities LLC (CRD#:79) of Franklin, NJ, and Chase Investment Services Corp. (CRD#:25574) of Sussex, NJ. He has been in the industry since 2010.On 09\/27\/2018 and 10\/22\/2018, FINRA sent two Notices of Suspension to Henry after he failed to respond to a request for information. On 12\/31\/2018, after failing to request termination of his suspension, FINRA barred Henry indefinitely, and in all capacities. <\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,576],"tags":[],"class_list":["post-8083","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-unsuitable-investment-advice"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>FINRA Bars Omar K. Henry &#8212; Securities Arbitration Lawyers Blog &#8212; May 16, 2019<\/title>\n<meta name=\"description\" content=\"Omar K. Henry, a former registered broker whose last employer was Cetera Advisors of New York, NY, has been been barred by FINRA.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-omar-k-henry\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"FINRA Bars Omar K. Henry &#8212; Securities Arbitration Lawyers Blog &#8212; May 16, 2019\" \/>\n<meta name=\"twitter:description\" content=\"Omar K. Henry, a former registered broker whose last employer was Cetera Advisors of New York, NY, has been been barred by FINRA.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Stop1.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"1 minute\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"FINRA Bars Omar K. Henry &#8212; Securities Arbitration Lawyers Blog &#8212; May 16, 2019","description":"Omar K. 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Henry, a former registered broker whose last employer was Cetera Advisors of New York, NY, has been been barred by FINRA.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/Stop1.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"1 minute"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-omar-k-henry\/","url":"https:\/\/www.silverlaw.com\/blog\/finra-bars-omar-k-henry\/","name":"FINRA Bars Omar K. 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