{"id":8053,"date":"2019-05-16T13:53:16","date_gmt":"2019-05-16T17:53:16","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=8053"},"modified":"2019-05-16T13:53:16","modified_gmt":"2019-05-16T17:53:16","slug":"finra-ends-bar-on-broker-francisco-valenzuela","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-ends-bar-on-broker-francisco-valenzuela\/","title":{"rendered":"FINRA Ends Bar On Broker Francisco Valenzuela"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-8054 size-medium\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/End1-300x200.jpg\" alt=\"Francisco Javier Valenzuela (CRD#: 2786970) is a previously registered broker and investment advisor whose last employer was Morgan Stanley (CRD#:149777) of Tucscon, AZ. His previous employers include Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#:7691), also of Tucson, Chase Investment Services Corp. (CRD#:25574) of Nogales, AZ, and Banc One Securities Corporation (CRD#:16999) of Chicago, IL. No current employment information is available. He has been in the industry since 1996.Valenzuela failed to respond to a request for information from FINRA, and was subsequently barred in all capacities from 10\/11\/2018 through 11\/16\/2018. He is no longer barred from affiliating with a FINRA member firm.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/End1.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/End1-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Francisco Javier Valenzuela (CRD#:<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2786970\" target=\"_blank\"> 2786970<\/a>) is a previously registered broker and investment advisor whose last employer was Morgan Stanley (CRD#:149777) of Tucscon, AZ. His previous employers include Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#:7691), also of Tucson, Chase Investment Services Corp. (CRD#:25574) of Nogales, AZ, and Banc One Securities Corporation (CRD#:16999) of Chicago, IL. No current employment information is available. He has been in the industry since 1996.<\/p>\n<p>Valenzuela failed to respond to a request for information from FINRA, and was subsequently barred in all capacities from 10\/11\/2018 through 11\/16\/2018. He is no longer barred from affiliating with a FINRA member firm. <a href=\"https:\/\/www.silverlaw.com\/blog\/finra-ends-bar-on-broker-francisco-valenzuela\/#more-8053\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Francisco Javier Valenzuela (CRD#: 2786970) is a previously registered broker and investment advisor whose last employer was Morgan Stanley (CRD#:149777) of Tucscon, AZ. His previous employers include Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#:7691), also of Tucson, Chase Investment Services Corp. (CRD#:25574) of Nogales, AZ, and Banc One Securities Corporation (CRD#:16999) of Chicago, IL. [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-8053","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>FINRA Ends Bar On Broker Francisco Valenzuela &#8212; Securities Arbitration Lawyers Blog &#8212; May 16, 2019<\/title>\n<meta name=\"description\" content=\"Francisco Javier Valenzuela is a previously-registered broker who was barred. He is no longer barred from affiliating with a FINRA member firm.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-ends-bar-on-broker-francisco-valenzuela\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"FINRA Ends Bar On Broker Francisco Valenzuela &#8212; Securities Arbitration Lawyers Blog &#8212; May 16, 2019\" \/>\n<meta name=\"twitter:description\" content=\"Francisco Javier Valenzuela is a previously-registered broker who was barred. He is no longer barred from affiliating with a FINRA member firm.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/End1.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"1 minute\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"FINRA Ends Bar On Broker Francisco Valenzuela &#8212; Securities Arbitration Lawyers Blog &#8212; May 16, 2019","description":"Francisco Javier Valenzuela is a previously-registered broker who was barred. 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He is no longer barred from affiliating with a FINRA member firm.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/End1.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"1 minute"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/finra-ends-bar-on-broker-francisco-valenzuela\/","url":"https:\/\/www.silverlaw.com\/blog\/finra-ends-bar-on-broker-francisco-valenzuela\/","name":"FINRA Ends Bar On Broker Francisco Valenzuela &#8212; Securities Arbitration Lawyers Blog &#8212; May 16, 2019","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-ends-bar-on-broker-francisco-valenzuela\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-ends-bar-on-broker-francisco-valenzuela\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2019\/05\/End1-300x200.jpg","datePublished":"2019-05-16T17:53:16+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Francisco Javier Valenzuela is a previously-registered broker who was barred. 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