{"id":7953,"date":"2019-04-19T08:36:59","date_gmt":"2019-04-19T12:36:59","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=7953"},"modified":"2019-06-05T13:58:04","modified_gmt":"2019-06-05T17:58:04","slug":"finra-suspends-registered-individuals-in-march-2019-for-violations-of-finra-rules","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-registered-individuals-in-march-2019-for-violations-of-finra-rules\/","title":{"rendered":"FINRA Suspends Registered Individuals in March 2019 for Violations of FINRA Rules"},"content":{"rendered":"

According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:<\/p>\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n
\n

NAME<\/strong><\/p>\n<\/td>\n

\n

FORMER EMPLOYERS<\/strong><\/p>\n<\/td>\n<\/tr>\n

\u00a0 Ferree, Stuart<\/td>\n\u00a0 LPL Financial LLC<\/td>\n<\/tr>\n
\u00a0 Invest Financial Corporation<\/td>\n<\/tr>\n
\u00a0 Anderson, Andy<\/td>\n\u00a0 LPL Financial LLC<\/td>\n<\/tr>\n
\u00a0 Invest Financial<\/td>\n<\/tr>\n
\u00a0 Andrzejewski, Bryan<\/td>\n\u00a0 Dean Bradley Osborne Partners LLC<\/td>\n<\/tr>\n
\u00a0 Morgan Stanley & Co<\/td>\n<\/tr>\n
\u00a0 Detamore, Craig<\/td>\n\u00a0 Allstate Financial Services<\/td>\n<\/tr>\n
\u00a0 Donato, Scott<\/td>\n\u00a0 Morgan Stanley<\/td>\n<\/tr>\n
\u00a0 Gennity, William<\/td>\n\u00a0 First Standard Financial Company<\/td>\n<\/tr>\n
\u00a0 Alexander Capital<\/td>\n<\/tr>\n
\u00a0 Jefferson, Vladimir<\/td>\n\u00a0 Wells Fargo Sevurities<\/td>\n<\/tr>\n
\u00a0 Johnson, Anthony<\/td>\n<\/td>\n<\/tr>\n
\u00a0 Trager, Robert<\/td>\n\u00a0 PFS Investments<\/td>\n<\/tr>\n
\u00a0 Primerica Financial Services<\/td>\n<\/tr>\n
\u00a0 Whiting, David<\/td>\n\u00a0 Alternative Asset Investment Mgmt Securities<\/td>\n<\/tr>\n
\u00a0 HD Vest Investment Services<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

Silver Law Group<\/a> represents investors in securities and investment fraud cases through FINRA arbitration or court.\u00a0 Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct<\/a>.\u00a0 If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.<\/p>\n

 <\/p>\n","protected":false},"excerpt":{"rendered":"

According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS \u00a0 Ferree, Stuart \u00a0 LPL Financial LLC \u00a0 […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577],"tags":[],"class_list":["post-7953","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions"],"yoast_head":"\nFINRA Suspends Registered Individuals in March 2019 for Violations of FINRA Rules — Securities Arbitration Lawyers Blog — April 19, 2019<\/title>\n<meta name=\"description\" content=\"According to FINRA Disciplinary actions for March 2019, the following individuals were suspended 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