{"id":7826,"date":"2019-02-19T16:51:32","date_gmt":"2019-02-19T21:51:32","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=7826"},"modified":"2019-02-19T16:51:32","modified_gmt":"2019-02-19T21:51:32","slug":"broker-erik-pica-subject-of-four-disclosures-totaling-over-900k","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/broker-erik-pica-subject-of-four-disclosures-totaling-over-900k\/","title":{"rendered":"Broker Erik Pica Subject Of Four Disclosures Totaling Over $900K"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft size-medium wp-image-4774\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Boca-Raton-Financial-Advisor-Robert-Child-Faces-Yet-Another-Customer-Dispute-300x199.jpg\" alt=\"Boca-Raton-Financial-Advisor-Robert-Child-Faces-Yet-Another-Customer-Dispute-300x199\" width=\"300\" height=\"199\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Boca-Raton-Financial-Advisor-Robert-Child-Faces-Yet-Another-Customer-Dispute-300x199.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Boca-Raton-Financial-Advisor-Robert-Child-Faces-Yet-Another-Customer-Dispute-768x510.jpg 768w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Boca-Raton-Financial-Advisor-Robert-Child-Faces-Yet-Another-Customer-Dispute-1024x680.jpg 1024w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Boca-Raton-Financial-Advisor-Robert-Child-Faces-Yet-Another-Customer-Dispute-1000x664.jpg 1000w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Boca-Raton-Financial-Advisor-Robert-Child-Faces-Yet-Another-Customer-Dispute-181x120.jpg 181w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Boca-Raton-Financial-Advisor-Robert-Child-Faces-Yet-Another-Customer-Dispute.jpg 1701w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Erik Patrick Pica (<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/4829533\" target=\"_blank\">CRD #4829533<\/a>) is a currently registered broker employed with Joseph Stone Capital L.L.C. (CRD #159744) of New York, NY. His previous employers include Global Arena Capital Corp (CRD #16871, expelled by FINRA on 4\/1\/2016), First Midwest Securities, Inc. (CRD #21786), Chicago Investment Group, LLC (CRD #11853, expelled by FINRA on 9\/14\/2010) and Eastbrook Capital Group LLC (CRD #39781, expelled by FINRA on 9\/23\/2009), all of New York City. He has been in the industry since 2004.<\/p>\n<p>Pica is the subject of seven disclosures, all customer disputes. The first one was filed on 5\/10\/2018, alleging <em>\u201cunauthorized trade of 6000 shares Rite Aid Corp unauthorized trade of 550 shares Valeant Pharmaceutical.\u201d <\/em>\u00a0The client requests damages of $7,613.65. This case is currently pending.<\/p>\n<p>The next customer dispute was filed on 5\/4\/2018, with allegations of negligence, over-concentration and suitability.\u201d This client requests damages of $293,000. This case is also currently \u201cpending.\u201d<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/broker-erik-pica-subject-of-four-disclosures-totaling-over-900k\/\"  title=\"Continue Reading Broker Erik Pica Subject Of Four Disclosures Totaling Over $900K\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Erik Patrick Pica (CRD #4829533) is a currently registered broker employed with Joseph Stone Capital L.L.C. (CRD #159744) of New York, NY. His previous employers include Global Arena Capital Corp (CRD #16871, expelled by FINRA on 4\/1\/2016), First Midwest Securities, Inc. (CRD #21786), Chicago Investment Group, LLC (CRD #11853, expelled by FINRA on 9\/14\/2010) and [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[725,589,588,796,580,581,576],"tags":[1582,1583,1359,166,257,546,35],"class_list":["post-7826","post","type-post","status-publish","format-standard","hentry","category-breach-of-fiduciary-duty","category-churning-2","category-finra-arbitration","category-negligence","category-stockbroker-misconduct","category-unauthorized-trading","category-unsuitable-investment-advice","tag-erik-pica","tag-erik-pica-joseph-stone-capital","tag-finra-arbitration-lawyer","tag-joseph-stone-capital","tag-negligence","tag-suitability","tag-unauthorized-trading"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Broker Erik Pica Subject Of Four Disclosures Totaling Over $900K &#8212; Securities Arbitration Lawyers Blog &#8212; February 19, 2019<\/title>\n<meta name=\"description\" content=\"Erik Patrick Pica (CRD #4829533) is a currently registered broker employed with Joseph Stone Capital L.L.C. (CRD #159744) of New York, NY. His previous &#8212; February 19, 2019\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/broker-erik-pica-subject-of-four-disclosures-totaling-over-900k\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Broker Erik Pica Subject Of Four Disclosures Totaling Over $900K &#8212; Securities Arbitration Lawyers Blog &#8212; February 19, 2019\" \/>\n<meta name=\"twitter:description\" content=\"Erik Patrick Pica (CRD #4829533) is a currently registered broker employed with Joseph Stone Capital L.L.C. (CRD #159744) of New York, NY. His previous &#8212; February 19, 2019\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Boca-Raton-Financial-Advisor-Robert-Child-Faces-Yet-Another-Customer-Dispute.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Broker Erik Pica Subject Of Four Disclosures Totaling Over $900K &#8212; Securities Arbitration Lawyers Blog &#8212; February 19, 2019","description":"Erik Patrick Pica (CRD #4829533) is a currently registered broker employed with Joseph Stone Capital L.L.C. (CRD #159744) of New York, NY. His previous &#8212; February 19, 2019","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/broker-erik-pica-subject-of-four-disclosures-totaling-over-900k\/","twitter_card":"summary_large_image","twitter_title":"Broker Erik Pica Subject Of Four Disclosures Totaling Over $900K &#8212; Securities Arbitration Lawyers Blog &#8212; February 19, 2019","twitter_description":"Erik Patrick Pica (CRD #4829533) is a currently registered broker employed with Joseph Stone Capital L.L.C. (CRD #159744) of New York, NY. His previous &#8212; February 19, 2019","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Boca-Raton-Financial-Advisor-Robert-Child-Faces-Yet-Another-Customer-Dispute.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/broker-erik-pica-subject-of-four-disclosures-totaling-over-900k\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/broker-erik-pica-subject-of-four-disclosures-totaling-over-900k\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"Broker Erik Pica Subject Of Four Disclosures Totaling Over $900K","datePublished":"2019-02-19T21:51:32+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/broker-erik-pica-subject-of-four-disclosures-totaling-over-900k\/"},"wordCount":319,"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/broker-erik-pica-subject-of-four-disclosures-totaling-over-900k\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Boca-Raton-Financial-Advisor-Robert-Child-Faces-Yet-Another-Customer-Dispute-300x199.jpg","keywords":["Erik Pica","Erik Pica Joseph Stone Capital","finra arbitration lawyer","Joseph Stone Capital","Negligence","suitability","Unauthorized Trading"],"articleSection":["Breach of Fiduciary Duty","Churning","FINRA Arbitration","Negligence","Stockbroker Misconduct","Unauthorized Trading","Unsuitable Investment Advice"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/broker-erik-pica-subject-of-four-disclosures-totaling-over-900k\/","url":"https:\/\/www.silverlaw.com\/blog\/broker-erik-pica-subject-of-four-disclosures-totaling-over-900k\/","name":"Broker Erik Pica Subject Of Four Disclosures Totaling Over $900K &#8212; Securities Arbitration Lawyers Blog &#8212; February 19, 2019","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/broker-erik-pica-subject-of-four-disclosures-totaling-over-900k\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/broker-erik-pica-subject-of-four-disclosures-totaling-over-900k\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Boca-Raton-Financial-Advisor-Robert-Child-Faces-Yet-Another-Customer-Dispute-300x199.jpg","datePublished":"2019-02-19T21:51:32+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Erik Patrick Pica (CRD #4829533) is a currently registered broker employed with Joseph Stone Capital L.L.C. (CRD #159744) of New York, NY. His previous &#8212; February 19, 2019","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/broker-erik-pica-subject-of-four-disclosures-totaling-over-900k\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/broker-erik-pica-subject-of-four-disclosures-totaling-over-900k\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/broker-erik-pica-subject-of-four-disclosures-totaling-over-900k\/#primaryimage","url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Boca-Raton-Financial-Advisor-Robert-Child-Faces-Yet-Another-Customer-Dispute.jpg","contentUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Boca-Raton-Financial-Advisor-Robert-Child-Faces-Yet-Another-Customer-Dispute.jpg","width":1701,"height":1129},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/broker-erik-pica-subject-of-four-disclosures-totaling-over-900k\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Broker Erik Pica Subject Of Four Disclosures Totaling Over $900K"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/7826","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=7826"}],"version-history":[{"count":3,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/7826\/revisions"}],"predecessor-version":[{"id":7829,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/7826\/revisions\/7829"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=7826"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=7826"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=7826"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}