{"id":7775,"date":"2019-02-06T16:07:22","date_gmt":"2019-02-06T21:07:22","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=7775"},"modified":"2019-02-06T16:37:09","modified_gmt":"2019-02-06T21:37:09","slug":"finra-bars-broker-mohamed-yassin","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-mohamed-yassin\/","title":{"rendered":"FINRA Bars Broker Mohamed Yassin"},"content":{"rendered":"

Mohamed Racheed Yassin (CRD #1673281<\/a>) is a previously registered broker and investment advisor whose last employer was National Securities Corporation<\/a> (CRD #7569) of Westbury, NY. His previous employers include Morgan Stanley (CRD #149777) of Garden City, NY, UBS Financial Services Inc. (CRD #8174) of Uniondale, NY and Prudential Securities Incorporated (CRD #7471) of New York, NY. He has been in the industry since 1990.<\/p>\n

\"David-Sullivan-Accused-of-Excessive-Trading-on-More-Than-One-Occasion-300x200-300x200\"Yassin is the subject of two FINRA disciplinary actions. The first, filed on 10\/29\/2018, suspends Yassin indefinitely for failure to comply with an arbitration award<\/a> in a case of breach of promissory notes.<\/p>\n

The earlier FINRA action on 8\/21\/2018 bars Yassin from any and all association with a FINRA member after he failed to respond to a request for information. FINRA then barred Yassin indefinitely from affiliation with any FINRA member effective 11\/26\/2018.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Mohamed Racheed Yassin (CRD #1673281) is a previously registered broker and investment advisor whose last employer was National Securities Corporation (CRD #7569) of Westbury, NY. His previous employers include Morgan Stanley (CRD #149777) of Garden City, NY, UBS Financial Services Inc. (CRD #8174) of Uniondale, NY and Prudential Securities Incorporated (CRD #7471) of New York, […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[579,588,577,580],"tags":[397,1359,1556,1557,167],"class_list":["post-7775","post","type-post","status-publish","format-standard","hentry","category-broker-permanently-barred","category-finra-arbitration","category-finra-disciplinary-actions","category-stockbroker-misconduct","tag-excessive-trading","tag-finra-arbitration-lawyer","tag-mohamed-yassin","tag-mohamed-yassin-national-securities-corporation","tag-national-securities-corporation"],"yoast_head":"\nFINRA Bars Broker Mohamed Yassin — Securities Arbitration Lawyers Blog — February 6, 2019<\/title>\n<meta name=\"description\" content=\"Mohamed Racheed Yassin (CRD #1673281) is a previously registered broker and investment advisor whose last 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