{"id":7762,"date":"2019-02-06T15:26:24","date_gmt":"2019-02-06T20:26:24","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=7762"},"modified":"2019-02-18T15:26:41","modified_gmt":"2019-02-18T20:26:41","slug":"justin-lopez-subject-of-two-customer-disputes-totaling-over-5m","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/justin-lopez-subject-of-two-customer-disputes-totaling-over-5m\/","title":{"rendered":"Justin Lopez Subject of Two Customer Disputes totaling over $5M"},"content":{"rendered":"<p>Justin William Lopez (<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/5162263\" target=\"_blank\">CRD #5162263<\/a>) is a currently registered broker employed with J.P. Morgan Securities LLC (CRD #79) of Mineola, NY. His previous employers are Craig Scott Capital, LLC (CRD #155924, expelled by FINRA on 9\/7\/2017), Brookstone Securities, Inc. (CRD #13366, expelled by FINRA on 10\/9\/2012), both of Uniondale, NY, and JHS Capital Advisors, Inc. (CRD #112097) of Tampa, FL. He has been in the industry since 2006.<\/p>\n<p><img loading=\"lazy\" decoding=\"async\" class=\"alignnone wp-image-4757 alignleft\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/David-Sullivan-Accused-of-Excessive-Trading-on-More-Than-One-Occasion-300x200-300x200.jpg\" alt=\"David-Sullivan-Accused-of-Excessive-Trading-on-More-Than-One-Occasion-300x200-300x200\" width=\"238\" height=\"159\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/David-Sullivan-Accused-of-Excessive-Trading-on-More-Than-One-Occasion-300x200.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/David-Sullivan-Accused-of-Excessive-Trading-on-More-Than-One-Occasion-300x200-180x120.jpg 180w\" sizes=\"auto, (max-width: 238px) 100vw, 238px\" \/>Lopez has two customer disputes in his FINRA record, the first of which was filed on 7\/13\/2018, alleging <em>\u201cunauthorized, unsuitable and excessive trading regarding the Equity Listed and Equity OTC investments.\u201d \u00a0<\/em>This client requests damages of $5,563,792.00.<\/p>\n<p>The second disclosure, filed on 5\/09\/2017, has similar allegations of <em>\u201csuitability and excessive trading regarding equity OTC and equity listed investments.\u201d <\/em>\u00a0This client requests damages of $55,855.00.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/justin-lopez-subject-of-two-customer-disputes-totaling-over-5m\/\"  title=\"Continue Reading Justin Lopez Subject of Two Customer Disputes totaling over $5M\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Justin William Lopez (CRD #5162263) is a currently registered broker employed with J.P. Morgan Securities LLC (CRD #79) of Mineola, NY. His previous employers are Craig Scott Capital, LLC (CRD #155924, expelled by FINRA on 9\/7\/2017), Brookstone Securities, Inc. (CRD #13366, expelled by FINRA on 10\/9\/2012), both of Uniondale, NY, and JHS Capital Advisors, Inc. [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580,581,576],"tags":[1576,397,1359,1552,1550,1551,546],"class_list":["post-7762","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct","category-unauthorized-trading","category-unsuitable-investment-advice","tag-equity-otc","tag-excessive-trading","tag-finra-arbitration-lawyer","tag-j-p-morgan-securities-llc","tag-justin-lopez","tag-justin-lopez-j-p-morgan-securities-llc","tag-suitability"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Justin Lopez Subject of Two Customer Disputes totaling over $5M &#8212; Securities Arbitration Lawyers Blog &#8212; February 6, 2019<\/title>\n<meta name=\"description\" content=\"Justin William Lopez (CRD #5162263) is a currently registered broker employed with J.P. Morgan Securities LLC (CRD #79) of Mineola, NY. His previous &#8212; February 6, 2019\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/justin-lopez-subject-of-two-customer-disputes-totaling-over-5m\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Justin Lopez Subject of Two Customer Disputes totaling over $5M &#8212; Securities Arbitration Lawyers Blog &#8212; February 6, 2019\" \/>\n<meta name=\"twitter:description\" content=\"Justin William Lopez (CRD #5162263) is a currently registered broker employed with J.P. Morgan Securities LLC (CRD #79) of Mineola, NY. His previous &#8212; February 6, 2019\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/David-Sullivan-Accused-of-Excessive-Trading-on-More-Than-One-Occasion-300x200.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"1 minute\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Justin Lopez Subject of Two Customer Disputes totaling over $5M &#8212; Securities Arbitration Lawyers Blog &#8212; February 6, 2019","description":"Justin William Lopez (CRD #5162263) is a currently registered broker employed with J.P. Morgan Securities LLC (CRD #79) of Mineola, NY. His previous &#8212; February 6, 2019","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/justin-lopez-subject-of-two-customer-disputes-totaling-over-5m\/","twitter_card":"summary_large_image","twitter_title":"Justin Lopez Subject of Two Customer Disputes totaling over $5M &#8212; Securities Arbitration Lawyers Blog &#8212; February 6, 2019","twitter_description":"Justin William Lopez (CRD #5162263) is a currently registered broker employed with J.P. Morgan Securities LLC (CRD #79) of Mineola, NY. His previous &#8212; February 6, 2019","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/David-Sullivan-Accused-of-Excessive-Trading-on-More-Than-One-Occasion-300x200.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"1 minute"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/justin-lopez-subject-of-two-customer-disputes-totaling-over-5m\/","url":"https:\/\/www.silverlaw.com\/blog\/justin-lopez-subject-of-two-customer-disputes-totaling-over-5m\/","name":"Justin Lopez Subject of Two Customer Disputes totaling over $5M &#8212; Securities Arbitration Lawyers Blog &#8212; February 6, 2019","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/justin-lopez-subject-of-two-customer-disputes-totaling-over-5m\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/justin-lopez-subject-of-two-customer-disputes-totaling-over-5m\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/David-Sullivan-Accused-of-Excessive-Trading-on-More-Than-One-Occasion-300x200-300x200.jpg","datePublished":"2019-02-06T20:26:24+00:00","dateModified":"2019-02-18T20:26:41+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Justin William Lopez (CRD #5162263) is a currently registered broker employed with J.P. Morgan Securities LLC (CRD #79) of Mineola, NY. His previous &#8212; February 6, 2019","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/justin-lopez-subject-of-two-customer-disputes-totaling-over-5m\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/justin-lopez-subject-of-two-customer-disputes-totaling-over-5m\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/justin-lopez-subject-of-two-customer-disputes-totaling-over-5m\/#primaryimage","url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/David-Sullivan-Accused-of-Excessive-Trading-on-More-Than-One-Occasion-300x200.jpg","contentUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/David-Sullivan-Accused-of-Excessive-Trading-on-More-Than-One-Occasion-300x200.jpg","width":300,"height":200},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/justin-lopez-subject-of-two-customer-disputes-totaling-over-5m\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Justin Lopez Subject of Two Customer Disputes totaling over $5M"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/image\/","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/7762","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=7762"}],"version-history":[{"count":3,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/7762\/revisions"}],"predecessor-version":[{"id":7765,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/7762\/revisions\/7765"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=7762"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=7762"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=7762"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}