{"id":7727,"date":"2019-02-01T11:06:03","date_gmt":"2019-02-01T16:06:03","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=7727"},"modified":"2019-02-01T11:06:03","modified_gmt":"2019-02-01T16:06:03","slug":"finra-bars-lpl-broker-suhail-khan-after-775k-dispute","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-bars-lpl-broker-suhail-khan-after-775k-dispute\/","title":{"rendered":"FINRA Bars LPL Broker Suhail Khan After $775K Dispute"},"content":{"rendered":"<p>Suhail Saleem Khan (<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/3168241\" target=\"_blank\">CRD #3168241<\/a>) is a former registered broker and investment advisor who was last employed with LPL Financial LLC (CRD #6413) of Chicago, IL. His previous employers include Vision (CRD #47927) and U.S. Financial Investments, Inc. (CRD #120804), also of Chicago. No current employment information is available. He began in the industry in 1999.<\/p>\n<p><img loading=\"lazy\" decoding=\"async\" class=\"alignnone  wp-image-4846 alignleft\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Are-or-Were-Unsuitable-Non-Traded-REITs-in-Your-Portfolio-300x224-300x224.jpg\" alt=\"Are-or-Were-Unsuitable-Non-Traded-REITs-in-Your-Portfolio-300x224-300x224\" width=\"232\" height=\"173\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Are-or-Were-Unsuitable-Non-Traded-REITs-in-Your-Portfolio-300x224.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Are-or-Were-Unsuitable-Non-Traded-REITs-in-Your-Portfolio-300x224-161x120.jpg 161w\" sizes=\"auto, (max-width: 232px) 100vw, 232px\" \/>Khan was barred by FINRA after he refused to answer a request for information from them. He was barred in all capacities, and from associating with a FINRA member in any capacity, effective 11\/17\/2017. Khan did not request a termination of his suspension within 3 months, so he was indefinitely barred from the industry, and remains so to this day.<\/p>\n<p>On 5\/25\/2018, a customer filed a dispute alleging that from 2013 through 2017, Khan made <em>\u201cunsuitable, speculative investments\u201d<\/em> in his own hedge fund business, as well as one REIT and an oil &amp; gas business. The customer also alleged that some of the investments contained unregistered securities, and has requested damages of $775,000.00. The case is currently listed as \u201cpending.\u201d<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-lpl-broker-suhail-khan-after-775k-dispute\/\"  title=\"Continue Reading FINRA Bars LPL Broker Suhail Khan After $775K Dispute\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Suhail Saleem Khan (CRD #3168241) is a former registered broker and investment advisor who was last employed with LPL Financial LLC (CRD #6413) of Chicago, IL. His previous employers include Vision (CRD #47927) and U.S. Financial Investments, Inc. (CRD #120804), also of Chicago. No current employment information is available. He began in the industry in [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[579,617,594,576],"tags":[1359,829,1528,1529,546],"class_list":["post-7727","post","type-post","status-publish","format-standard","hentry","category-broker-permanently-barred","category-hedge-funds","category-real-estate-investment-trusts","category-unsuitable-investment-advice","tag-finra-arbitration-lawyer","tag-lpl-financial-llc","tag-suhail-khan","tag-suhail-khan-lpl-financial-llc","tag-suitability"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>FINRA Bars LPL Broker Suhail Khan After $775K Dispute &#8212; Securities Arbitration Lawyers Blog &#8212; February 1, 2019<\/title>\n<meta name=\"description\" content=\"Suhail Saleem Khan (CRD #3168241) is a former registered broker and investment advisor who was last employed with LPL Financial LLC (CRD #6413) of &#8212; February 1, 2019\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-lpl-broker-suhail-khan-after-775k-dispute\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"FINRA Bars LPL Broker Suhail Khan After $775K Dispute &#8212; Securities Arbitration Lawyers Blog &#8212; February 1, 2019\" \/>\n<meta name=\"twitter:description\" content=\"Suhail Saleem Khan (CRD #3168241) is a former registered broker and investment advisor who was last employed with LPL Financial LLC (CRD #6413) of &#8212; February 1, 2019\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Are-or-Were-Unsuitable-Non-Traded-REITs-in-Your-Portfolio-300x224-300x224.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"1 minute\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"FINRA Bars LPL Broker Suhail Khan After $775K Dispute &#8212; Securities Arbitration Lawyers Blog &#8212; February 1, 2019","description":"Suhail Saleem Khan (CRD #3168241) is a former registered broker and investment advisor who was last employed with LPL Financial LLC (CRD #6413) of &#8212; February 1, 2019","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/finra-bars-lpl-broker-suhail-khan-after-775k-dispute\/","twitter_card":"summary_large_image","twitter_title":"FINRA Bars LPL Broker Suhail Khan After $775K Dispute &#8212; Securities Arbitration Lawyers Blog &#8212; February 1, 2019","twitter_description":"Suhail Saleem Khan (CRD #3168241) is a former registered broker and investment advisor who was last employed with LPL Financial LLC (CRD #6413) of &#8212; February 1, 2019","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Are-or-Were-Unsuitable-Non-Traded-REITs-in-Your-Portfolio-300x224-300x224.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"1 minute"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-lpl-broker-suhail-khan-after-775k-dispute\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-lpl-broker-suhail-khan-after-775k-dispute\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"FINRA Bars LPL Broker Suhail Khan After $775K Dispute","datePublished":"2019-02-01T16:06:03+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-lpl-broker-suhail-khan-after-775k-dispute\/"},"wordCount":271,"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-lpl-broker-suhail-khan-after-775k-dispute\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Are-or-Were-Unsuitable-Non-Traded-REITs-in-Your-Portfolio-300x224-300x224.jpg","keywords":["finra arbitration lawyer","LPL Financial LLC","Suhail Khan","Suhail Khan LPL Financial LLC","suitability"],"articleSection":["Broker Permanently Barred","Hedge Funds","Real Estate Investment Trusts","Unsuitable Investment Advice"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-lpl-broker-suhail-khan-after-775k-dispute\/","url":"https:\/\/www.silverlaw.com\/blog\/finra-bars-lpl-broker-suhail-khan-after-775k-dispute\/","name":"FINRA Bars LPL Broker Suhail Khan After $775K Dispute &#8212; Securities Arbitration Lawyers Blog &#8212; February 1, 2019","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-lpl-broker-suhail-khan-after-775k-dispute\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-lpl-broker-suhail-khan-after-775k-dispute\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Are-or-Were-Unsuitable-Non-Traded-REITs-in-Your-Portfolio-300x224-300x224.jpg","datePublished":"2019-02-01T16:06:03+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Suhail Saleem Khan (CRD #3168241) is a former registered broker and investment advisor who was last employed with LPL Financial LLC (CRD #6413) of &#8212; February 1, 2019","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-lpl-broker-suhail-khan-after-775k-dispute\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/finra-bars-lpl-broker-suhail-khan-after-775k-dispute\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-lpl-broker-suhail-khan-after-775k-dispute\/#primaryimage","url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Are-or-Were-Unsuitable-Non-Traded-REITs-in-Your-Portfolio-300x224-300x224.jpg","contentUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Are-or-Were-Unsuitable-Non-Traded-REITs-in-Your-Portfolio-300x224-300x224.jpg"},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-lpl-broker-suhail-khan-after-775k-dispute\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"FINRA Bars LPL Broker Suhail Khan After $775K Dispute"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/7727","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=7727"}],"version-history":[{"count":1,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/7727\/revisions"}],"predecessor-version":[{"id":7728,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/7727\/revisions\/7728"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=7727"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=7727"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=7727"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}