{"id":7699,"date":"2019-01-30T16:02:47","date_gmt":"2019-01-30T21:02:47","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=7699"},"modified":"2019-01-30T16:02:47","modified_gmt":"2019-01-30T21:02:47","slug":"walter-valenzuela-subject-of-two-multimillion-dollar-customer-disputes","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/walter-valenzuela-subject-of-two-multimillion-dollar-customer-disputes\/","title":{"rendered":"Walter Valenzuela Subject Of Two Multimillion-Dollar Customer Disputes"},"content":{"rendered":"<p>Walter Roland Valenzuela (<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2280224\" target=\"_blank\">CRD #2280224<\/a>) is a registered broker and investment advisor currently employed with Hilltop Securities Inc. (CRD #6220) of Del Mar, CA. His only previous employer was M.L. Stern &amp; Co., LLC. (CRD #8327) of San Diego, CA, where he worked until 2008. \u00a0He has been in the industry since 1993.<\/p>\n<p>Valenzuela is the subject of seven disclosures, all customer disputes. The most recent dispute was filed on 7\/23\/20018. Alleging unsuitable recommendations, misrepresentation and excessive trading, the client is requesting damages of $3,000,000. This case is \u201cpending,\u201d and no additional information is available.<\/p>\n<p><img loading=\"lazy\" decoding=\"async\" class=\"wp-image-2275 alignleft\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2018\/02\/pic-1-300x200.jpg\" alt=\"Three Individuals Charged by the SEC for Defrauding Elderly Clients on elderfinancialfraudattorneys.com\" width=\"195\" height=\"130\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2018\/02\/pic-1-300x200.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2018\/02\/pic-1-180x120.jpg 180w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2018\/02\/pic-1.jpg 756w\" sizes=\"auto, (max-width: 195px) 100vw, 195px\" \/>Another still-pending dispute was filed on 8\/24\/2017, and will be in securities arbitration. The client lists multiple allegations, including elder abuse, financial exploitation, breach of fiduciary duty, excessive trading and misrepresentation. The damages requested are listed at $9,500,000.00. However the claim has no damage amount listed, and the final sum will be determined in arbitration.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/walter-valenzuela-subject-of-two-multimillion-dollar-customer-disputes\/\"  title=\"Continue Reading Walter Valenzuela Subject Of Two Multimillion-Dollar Customer Disputes\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Walter Roland Valenzuela (CRD #2280224) is a registered broker and investment advisor currently employed with Hilltop Securities Inc. (CRD #6220) of Del Mar, CA. His only previous employer was M.L. Stern &amp; Co., LLC. (CRD #8327) of San Diego, CA, where he worked until 2008. \u00a0He has been in the industry since 1993. Valenzuela is [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[725,582,590,599,580,576],"tags":[453,1364,1513,290,1511,1512],"class_list":["post-7699","post","type-post","status-publish","format-standard","hentry","category-breach-of-fiduciary-duty","category-elder-fraud","category-misrepresentation-and-omission-of-material-facts","category-securities-arbitration","category-stockbroker-misconduct","category-unsuitable-investment-advice","tag-elder-fraud","tag-elder-fraud-attorney","tag-hilltop-securities-inc","tag-securities-arbitration","tag-walter-valenzuela","tag-walter-valenzuela-hilltop-securities-inc"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Walter Valenzuela Subject Of Two Multimillion-Dollar Customer Disputes &#8212; Securities Arbitration Lawyers Blog &#8212; January 30, 2019<\/title>\n<meta name=\"description\" content=\"Walter Roland Valenzuela (CRD #2280224) is a registered broker and investment advisor currently employed with Hilltop Securities Inc. (CRD #6220) of Del &#8212; January 30, 2019\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/walter-valenzuela-subject-of-two-multimillion-dollar-customer-disputes\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Walter Valenzuela Subject Of Two Multimillion-Dollar Customer Disputes &#8212; Securities Arbitration Lawyers Blog &#8212; January 30, 2019\" \/>\n<meta name=\"twitter:description\" content=\"Walter Roland Valenzuela (CRD #2280224) is a registered broker and investment advisor currently employed with Hilltop Securities Inc. 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(CRD #6220) of Del &#8212; January 30, 2019","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2018\/02\/pic-1.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"1 minute"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/walter-valenzuela-subject-of-two-multimillion-dollar-customer-disputes\/","url":"https:\/\/www.silverlaw.com\/blog\/walter-valenzuela-subject-of-two-multimillion-dollar-customer-disputes\/","name":"Walter Valenzuela Subject Of Two Multimillion-Dollar Customer Disputes &#8212; Securities Arbitration Lawyers Blog &#8212; January 30, 2019","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/walter-valenzuela-subject-of-two-multimillion-dollar-customer-disputes\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/walter-valenzuela-subject-of-two-multimillion-dollar-customer-disputes\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2018\/02\/pic-1-300x200.jpg","datePublished":"2019-01-30T21:02:47+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Walter Roland Valenzuela (CRD #2280224) is a registered broker and investment advisor currently employed with Hilltop Securities Inc. 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