{"id":7663,"date":"2019-01-25T16:16:03","date_gmt":"2019-01-25T21:16:03","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=7663"},"modified":"2019-01-30T09:55:12","modified_gmt":"2019-01-30T14:55:12","slug":"broker-stephen-williams-subject-of-7-customer-disputes","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/broker-stephen-williams-subject-of-7-customer-disputes\/","title":{"rendered":"Broker Stephen Williams Subject Of 7 Customer Disputes"},"content":{"rendered":"

Stephen Joe Williams (CRD #2395948<\/a>) is a registered broker and investment advisor currently employed by NEXT FINANCIAL GROUP, INC. (CRD #46214) of Madison, AL, since 2007. His previous employers are Securities Service Network, Inc. (CRD #13318) of Huntsville, AL, Raymond James Financial Services, Inc. (CRD #6694) of St. Petersburg, FL, and Edward Jones (CRD #250) of St. Louis, MO. He has been in the industry since 1994.<\/p>\n

\"Are-or-Were-Unsuitable-Non-Traded-REITs-in-Your-Portfolio-300x224\"Williams\u2019 most current customer dispute is pending, and was filed on 2\/26\/2018. The case centers on allegations that during June of 2008, Williams recommended non-traded REITS (real estate investment trusts) and didn\u2019t disclose the nature and risks of these kinds of private securities. The customer is requesting damages of $350,000.<\/p>\n

On 2\/2\/2018, another customer\u2019s attorney filed a similar allegation with a 2008 time frame. Williams allegedly solicited the client to invest $50,000 in UDF III without informing him of the inherent risks of this illiquid investment. Although the customer requested remediation of $50,000, the dispute was denied.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Stephen Joe Williams (CRD #2395948) is a registered broker and investment advisor currently employed by NEXT FINANCIAL GROUP, INC. (CRD #46214) of Madison, AL, since 2007. His previous employers are Securities Service Network, Inc. (CRD #13318) of Huntsville, AL, Raymond James Financial Services, Inc. (CRD #6694) of St. Petersburg, FL, and Edward Jones (CRD #250) […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[590,594,580,576],"tags":[1359,938,979,150,1483,1484],"class_list":["post-7663","post","type-post","status-publish","format-standard","hentry","category-misrepresentation-and-omission-of-material-facts","category-real-estate-investment-trusts","category-stockbroker-misconduct","category-unsuitable-investment-advice","tag-finra-arbitration-lawyer","tag-next-financial-group","tag-real-estate-investment-trust","tag-reits","tag-stephen-williams","tag-stephen-williams-next-financial-group"],"yoast_head":"\nBroker Stephen Williams Subject Of 7 Customer Disputes — Securities Arbitration Lawyers Blog — January 25, 2019<\/title>\n<meta name=\"description\" content=\"Stephen Joe Williams (CRD #2395948) is a registered broker and investment advisor currently employed by NEXT FINANCIAL GROUP, INC. 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