{"id":7650,"date":"2019-01-25T14:39:29","date_gmt":"2019-01-25T19:39:29","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=7650"},"modified":"2019-01-25T14:39:29","modified_gmt":"2019-01-25T19:39:29","slug":"florida-broker-mitchell-walk-subject-of-five-customer-disputes","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/florida-broker-mitchell-walk-subject-of-five-customer-disputes\/","title":{"rendered":"Florida Broker Mitchell Walk Subject Of Five Customer Disputes"},"content":{"rendered":"<p>Mitchell Brian Walk (<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/3195375\" target=\"_blank\">CRD #3195375<\/a>) is a currently registered broker and investment advisor. He has been employed by Kestra Investment Services, LLC (CRD #42046) of Longwood, FL since 2001. He was previously employed by Securities America, Inc. (CRD #10205) of Lavista, NE. He has been in the industry since 2000.<\/p>\n<p><img loading=\"lazy\" decoding=\"async\" class=\"alignnone  wp-image-4589 alignleft\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Lawrence-LaBine-Under-Fire-for-Alleged-Unsuitable-Recommendations-and-More-300x200.jpg\" alt=\"Lawrence-LaBine-Under-Fire-for-Alleged-Unsuitable-Recommendations-and-More-300x200\" width=\"279\" height=\"186\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Lawrence-LaBine-Under-Fire-for-Alleged-Unsuitable-Recommendations-and-More-300x200.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Lawrence-LaBine-Under-Fire-for-Alleged-Unsuitable-Recommendations-and-More-768x512.jpg 768w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Lawrence-LaBine-Under-Fire-for-Alleged-Unsuitable-Recommendations-and-More-1024x683.jpg 1024w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Lawrence-LaBine-Under-Fire-for-Alleged-Unsuitable-Recommendations-and-More-1000x667.jpg 1000w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Lawrence-LaBine-Under-Fire-for-Alleged-Unsuitable-Recommendations-and-More-180x120.jpg 180w\" sizes=\"auto, (max-width: 279px) 100vw, 279px\" \/>Walk has five disclosures, all customer disputes in different stages. The most recent was filed on 08\/14\/2017, alleging that Walk made unsuitable recommendations to the client, and that Kestra Investment Services didn\u2019t properly supervise those recommendations. The client is requesting damages of $72,000. The case is currently pending.<\/p>\n<p>His next disclosure is also a pending customer dispute, filed on 10\/4\/2016. Walk is accused of misrepresentations in his recommendations (as well as other actions) in the sale of numerous alternative investment vehicles in August of 2014. This customer is requesting damages of $350,000.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/florida-broker-mitchell-walk-subject-of-five-customer-disputes\/\"  title=\"Continue Reading Florida Broker Mitchell Walk Subject Of Five Customer Disputes\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Mitchell Brian Walk (CRD #3195375) is a currently registered broker and investment advisor. He has been employed by Kestra Investment Services, LLC (CRD #42046) of Longwood, FL since 2001. He was previously employed by Securities America, Inc. (CRD #10205) of Lavista, NE. He has been in the industry since 2000. Walk has five disclosures, all [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[598,590,580,576],"tags":[1359,236,1473,1474,546],"class_list":["post-7650","post","type-post","status-publish","format-standard","hentry","category-alternate-investments","category-misrepresentation-and-omission-of-material-facts","category-stockbroker-misconduct","category-unsuitable-investment-advice","tag-finra-arbitration-lawyer","tag-kestra-investment-services","tag-mitchell-walk","tag-mitchell-walk-kestra-investment-services","tag-suitability"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Florida Broker Mitchell Walk Subject Of Five Customer Disputes &#8212; Securities Arbitration Lawyers Blog &#8212; January 25, 2019<\/title>\n<meta name=\"description\" content=\"Mitchell Brian Walk (CRD #3195375) is a currently registered broker and investment advisor. He has been employed by Kestra Investment Services, LLC (CRD &#8212; January 25, 2019\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/florida-broker-mitchell-walk-subject-of-five-customer-disputes\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Florida Broker Mitchell Walk Subject Of Five Customer Disputes &#8212; Securities Arbitration Lawyers Blog &#8212; January 25, 2019\" \/>\n<meta name=\"twitter:description\" content=\"Mitchell Brian Walk (CRD #3195375) is a currently registered broker and investment advisor. He has been employed by Kestra Investment Services, LLC (CRD &#8212; January 25, 2019\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Lawrence-LaBine-Under-Fire-for-Alleged-Unsuitable-Recommendations-and-More.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Florida Broker Mitchell Walk Subject Of Five Customer Disputes &#8212; Securities Arbitration Lawyers Blog &#8212; January 25, 2019","description":"Mitchell Brian Walk (CRD #3195375) is a currently registered broker and investment advisor. He has been employed by Kestra Investment Services, LLC (CRD &#8212; January 25, 2019","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/florida-broker-mitchell-walk-subject-of-five-customer-disputes\/","twitter_card":"summary_large_image","twitter_title":"Florida Broker Mitchell Walk Subject Of Five Customer Disputes &#8212; Securities Arbitration Lawyers Blog &#8212; January 25, 2019","twitter_description":"Mitchell Brian Walk (CRD #3195375) is a currently registered broker and investment advisor. He has been employed by Kestra Investment Services, LLC (CRD &#8212; January 25, 2019","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Lawrence-LaBine-Under-Fire-for-Alleged-Unsuitable-Recommendations-and-More.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/florida-broker-mitchell-walk-subject-of-five-customer-disputes\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/florida-broker-mitchell-walk-subject-of-five-customer-disputes\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"Florida Broker Mitchell Walk Subject Of Five Customer Disputes","datePublished":"2019-01-25T19:39:29+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/florida-broker-mitchell-walk-subject-of-five-customer-disputes\/"},"wordCount":325,"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/florida-broker-mitchell-walk-subject-of-five-customer-disputes\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Lawrence-LaBine-Under-Fire-for-Alleged-Unsuitable-Recommendations-and-More-300x200.jpg","keywords":["finra arbitration lawyer","Kestra Investment Services","Mitchell Walk","Mitchell Walk Kestra Investment Services","suitability"],"articleSection":["Alternate Investments","Misrepresentation and Omission of Material Facts","Stockbroker Misconduct","Unsuitable Investment Advice"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/florida-broker-mitchell-walk-subject-of-five-customer-disputes\/","url":"https:\/\/www.silverlaw.com\/blog\/florida-broker-mitchell-walk-subject-of-five-customer-disputes\/","name":"Florida Broker Mitchell Walk Subject Of Five Customer Disputes &#8212; Securities Arbitration Lawyers Blog &#8212; January 25, 2019","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/florida-broker-mitchell-walk-subject-of-five-customer-disputes\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/florida-broker-mitchell-walk-subject-of-five-customer-disputes\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Lawrence-LaBine-Under-Fire-for-Alleged-Unsuitable-Recommendations-and-More-300x200.jpg","datePublished":"2019-01-25T19:39:29+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Mitchell Brian Walk (CRD #3195375) is a currently registered broker and investment advisor. He has been employed by Kestra Investment Services, LLC (CRD &#8212; January 25, 2019","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/florida-broker-mitchell-walk-subject-of-five-customer-disputes\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/florida-broker-mitchell-walk-subject-of-five-customer-disputes\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/florida-broker-mitchell-walk-subject-of-five-customer-disputes\/#primaryimage","url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Lawrence-LaBine-Under-Fire-for-Alleged-Unsuitable-Recommendations-and-More.jpg","contentUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Lawrence-LaBine-Under-Fire-for-Alleged-Unsuitable-Recommendations-and-More.jpg","width":4671,"height":3114},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/florida-broker-mitchell-walk-subject-of-five-customer-disputes\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Florida Broker Mitchell Walk Subject Of Five Customer Disputes"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/7650","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=7650"}],"version-history":[{"count":3,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/7650\/revisions"}],"predecessor-version":[{"id":7653,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/7650\/revisions\/7653"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=7650"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=7650"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=7650"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}