{"id":7644,"date":"2019-01-24T15:46:07","date_gmt":"2019-01-24T20:46:07","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=7644"},"modified":"2019-01-24T15:46:07","modified_gmt":"2019-01-24T20:46:07","slug":"finra-suspends-broker-bradley-pace","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-bradley-pace\/","title":{"rendered":"FINRA Suspends Broker Bradley Pace"},"content":{"rendered":"

Bradley Taylor Pace (CRD #2097427<\/a>) is a previously registered broker whose last employer was LPL Financial LLC (CRD #6413) of Orlando, FL. His previous employers include A.J. Pace & Co., Inc. (CRD #24228), also of Orlando, TD Waterhouse Investor Services, Inc. (CRD #7870) of Omaha, NE, and Quick & Reilly, Inc. (CRD #11217) of New York, NY. No current employment information is available. He began in the industry in 1991.<\/p>\n

\"Are-or-Were-Unsuitable-Non-Traded-REITs-in-Your-Portfolio-300x224\"FINRA sent Pace a request for information, which he did not respond to by the requested deadline. FINRA then suspended Pace, indefinitely and in all capacities, effective 06\/28\/2018. Should Pace fail to request termination of his suspension within a 3-month time frame, he will be barred by FINRA from any association with any FINRA member firm. There is no indication of what prompted the request, or if any complaints were involved.<\/p>\n

Pace is also the subject of a customer dispute, filed on 1\/26\/2018. In it, the customer alleged \u201cunsuitability relating to the purchase of a REIT investment and misrepresentation relating to the liquidity of the REIT investment<\/em>.\u201d However, the claim was denied, and no additional information is available.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Bradley Taylor Pace (CRD #2097427) is a previously registered broker whose last employer was LPL Financial LLC (CRD #6413) of Orlando, FL. His previous employers include A.J. Pace & Co., Inc. (CRD #24228), also of Orlando, TD Waterhouse Investor Services, Inc. (CRD #7870) of Omaha, NE, and Quick & Reilly, Inc. (CRD #11217) of New […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[579,590,594,580,576],"tags":[1466,1467,1359,39,979,150],"class_list":["post-7644","post","type-post","status-publish","format-standard","hentry","category-broker-permanently-barred","category-misrepresentation-and-omission-of-material-facts","category-real-estate-investment-trusts","category-stockbroker-misconduct","category-unsuitable-investment-advice","tag-bradley-pace","tag-bradley-pace-lpl-financial","tag-finra-arbitration-lawyer","tag-lpl-financial","tag-real-estate-investment-trust","tag-reits"],"yoast_head":"\nFINRA Suspends Broker Bradley Pace — Securities Arbitration Lawyers Blog — January 24, 2019<\/title>\n<meta name=\"description\" content=\"Bradley Taylor Pace (CRD #2097427) is a previously registered broker whose last employer was LPL Financial LLC (CRD #6413) of Orlando, FL. His previous — January 24, 2019\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-bradley-pace\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"FINRA Suspends Broker Bradley Pace — Securities Arbitration Lawyers Blog — January 24, 2019\" \/>\n<meta name=\"twitter:description\" content=\"Bradley Taylor Pace (CRD #2097427) is a previously registered broker whose last employer was LPL Financial LLC (CRD #6413) of Orlando, FL. 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