{"id":7639,"date":"2019-01-24T14:41:03","date_gmt":"2019-01-24T19:41:03","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=7639"},"modified":"2019-01-24T14:41:03","modified_gmt":"2019-01-24T19:41:03","slug":"more-customer-complaints-against-sean-brady-claims-of-12-5m-in-damages","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/more-customer-complaints-against-sean-brady-claims-of-12-5m-in-damages\/","title":{"rendered":"More Customer Complaints Against Sean Brady,  Claims Of $12.5M In Damages"},"content":{"rendered":"<p>In August, we told you about <a href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-sean-brady-for-possible-improper-sales-practices\/\" target=\"_blank\">former broker Sean Brady<\/a> (<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/4365173\" target=\"_blank\">CRD #4365173<\/a>) who was recently barred by FINRA and discharged by his employer, First Allied Securities, Inc. (CRD #32444) of St. Louis, MO.<\/p>\n<p><img loading=\"lazy\" decoding=\"async\" class=\"alignnone  wp-image-4787 alignleft\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Allegations-of-Sales-Practice-Violations-Cloud-Broker-Kenneth-Dlouhy-\u2018s-Record-300x200.jpg\" alt=\"Allegations-of-Sales-Practice-Violations-Cloud-Broker-Kenneth-Dlouhy-\u2018s-Record-300x200\" width=\"212\" height=\"142\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Allegations-of-Sales-Practice-Violations-Cloud-Broker-Kenneth-Dlouhy-\u2018s-Record-300x200.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Allegations-of-Sales-Practice-Violations-Cloud-Broker-Kenneth-Dlouhy-\u2018s-Record-768x512.jpg 768w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Allegations-of-Sales-Practice-Violations-Cloud-Broker-Kenneth-Dlouhy-\u2018s-Record-1024x682.jpg 1024w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Allegations-of-Sales-Practice-Violations-Cloud-Broker-Kenneth-Dlouhy-\u2018s-Record-1000x666.jpg 1000w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Allegations-of-Sales-Practice-Violations-Cloud-Broker-Kenneth-Dlouhy-\u2018s-Record-180x120.jpg 180w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Allegations-of-Sales-Practice-Violations-Cloud-Broker-Kenneth-Dlouhy-\u2018s-Record.jpg 1697w\" sizes=\"auto, (max-width: 212px) 100vw, 212px\" \/>Since our last report, eight more customer disputes were recently filed against Brady, between 6\/28\/2018 and 07\/03\/2018. All these cases are pending, and the total of requested damages is an eye-watering $12,575,730.49.<\/p>\n<p>Like the previous disclosures, these clients allege that Brady used the same practices, including:<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/more-customer-complaints-against-sean-brady-claims-of-12-5m-in-damages\/\"  title=\"Continue Reading More Customer Complaints Against Sean Brady,  Claims Of $12.5M In Damages\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>In August, we told you about former broker Sean Brady (CRD #4365173) who was recently barred by FINRA and discharged by his employer, First Allied Securities, Inc. (CRD #32444) of St. Louis, MO. Since our last report, eight more customer disputes were recently filed against Brady, between 6\/28\/2018 and 07\/03\/2018. All these cases are pending, [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[725,579,607,590,796,609,580,576],"tags":[1359,264,328,1017,1465],"class_list":["post-7639","post","type-post","status-publish","format-standard","hentry","category-breach-of-fiduciary-duty","category-broker-permanently-barred","category-failure-to-supervise","category-misrepresentation-and-omission-of-material-facts","category-negligence","category-sales-practice-violations","category-stockbroker-misconduct","category-unsuitable-investment-advice","tag-finra-arbitration-lawyer","tag-first-allied-securities","tag-sales-practice-violations","tag-sean-brady","tag-sean-brady-first-allied-securities"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>More Customer Complaints Against Sean Brady, Claims Of $12.5M In Damages &#8212; Securities Arbitration Lawyers Blog &#8212; January 24, 2019<\/title>\n<meta name=\"description\" content=\"In August, we told you about former broker Sean Brady (CRD #4365173) who was recently barred by FINRA and discharged by his employer, First Allied &#8212; January 24, 2019\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/more-customer-complaints-against-sean-brady-claims-of-12-5m-in-damages\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"More Customer Complaints Against Sean Brady, Claims Of $12.5M In Damages &#8212; Securities Arbitration Lawyers Blog &#8212; January 24, 2019\" \/>\n<meta name=\"twitter:description\" content=\"In August, we told you about former broker Sean Brady (CRD #4365173) who was recently barred by FINRA and discharged by his employer, First Allied &#8212; January 24, 2019\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Allegations-of-Sales-Practice-Violations-Cloud-Broker-Kenneth-Dlouhy-\u2018s-Record.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"1 minute\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"More Customer Complaints Against Sean Brady, Claims Of $12.5M In Damages &#8212; Securities Arbitration Lawyers Blog &#8212; January 24, 2019","description":"In August, we told you about former broker Sean Brady (CRD #4365173) who was recently barred by FINRA and discharged by his employer, First Allied &#8212; January 24, 2019","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/more-customer-complaints-against-sean-brady-claims-of-12-5m-in-damages\/","twitter_card":"summary_large_image","twitter_title":"More Customer Complaints Against Sean Brady, Claims Of $12.5M In Damages &#8212; Securities Arbitration Lawyers Blog &#8212; January 24, 2019","twitter_description":"In August, we told you about former broker Sean Brady (CRD #4365173) who was recently barred by FINRA and discharged by his employer, First Allied &#8212; January 24, 2019","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Allegations-of-Sales-Practice-Violations-Cloud-Broker-Kenneth-Dlouhy-\u2018s-Record.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"1 minute"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/more-customer-complaints-against-sean-brady-claims-of-12-5m-in-damages\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/more-customer-complaints-against-sean-brady-claims-of-12-5m-in-damages\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"More Customer Complaints Against Sean Brady, Claims Of $12.5M In Damages","datePublished":"2019-01-24T19:41:03+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/more-customer-complaints-against-sean-brady-claims-of-12-5m-in-damages\/"},"wordCount":259,"keywords":["finra arbitration lawyer","First Allied Securities","Sales Practice Violations","Sean Brady","Sean Brady First Allied Securities"],"articleSection":["Breach of Fiduciary Duty","Broker Permanently Barred","Failure to Supervise","Misrepresentation and Omission of Material Facts","Negligence","sales practice violations","Stockbroker Misconduct","Unsuitable Investment Advice"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/more-customer-complaints-against-sean-brady-claims-of-12-5m-in-damages\/","url":"https:\/\/www.silverlaw.com\/blog\/more-customer-complaints-against-sean-brady-claims-of-12-5m-in-damages\/","name":"More Customer Complaints Against Sean Brady, Claims Of $12.5M In Damages &#8212; Securities Arbitration Lawyers Blog &#8212; January 24, 2019","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"datePublished":"2019-01-24T19:41:03+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"In August, we told you about former broker Sean Brady (CRD #4365173) who was recently barred by FINRA and discharged by his employer, First Allied &#8212; January 24, 2019","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/more-customer-complaints-against-sean-brady-claims-of-12-5m-in-damages\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/more-customer-complaints-against-sean-brady-claims-of-12-5m-in-damages\/"]}]},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/more-customer-complaints-against-sean-brady-claims-of-12-5m-in-damages\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"More Customer Complaints Against Sean Brady, Claims Of $12.5M In Damages"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/7639","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=7639"}],"version-history":[{"count":4,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/7639\/revisions"}],"predecessor-version":[{"id":7643,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/7639\/revisions\/7643"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=7639"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=7639"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=7639"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}