{"id":7603,"date":"2019-01-22T10:04:12","date_gmt":"2019-01-22T15:04:12","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=7603"},"modified":"2019-01-22T10:04:12","modified_gmt":"2019-01-22T15:04:12","slug":"finra-suspends-broker-yousuf-saljooki","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-yousuf-saljooki\/","title":{"rendered":"FINRA Suspends Broker Yousuf Saljooki"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignnone  wp-image-4664 alignleft\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Zachary-Bader-Suspended-After-Multiple-Allegations-of-Churning-300x232.jpg\" alt=\"Zachary-Bader-Suspended-After-Multiple-Allegations-of-Churning-300x232\" width=\"270\" height=\"209\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Zachary-Bader-Suspended-After-Multiple-Allegations-of-Churning-300x232.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Zachary-Bader-Suspended-After-Multiple-Allegations-of-Churning-768x593.jpg 768w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Zachary-Bader-Suspended-After-Multiple-Allegations-of-Churning-1024x791.jpg 1024w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Zachary-Bader-Suspended-After-Multiple-Allegations-of-Churning-1000x772.jpg 1000w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Zachary-Bader-Suspended-After-Multiple-Allegations-of-Churning-155x120.jpg 155w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Zachary-Bader-Suspended-After-Multiple-Allegations-of-Churning.jpg 1577w\" sizes=\"auto, (max-width: 270px) 100vw, 270px\" \/>Back in June, we told you about <a href=\"https:\/\/www.silverlaw.com\/blog\/state-of-arkansas-bars-worden-capitals-yousuf-saljooki-for-five-years\/\" target=\"_blank\">Yousuf Saljooki<\/a> (<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/5045123\" target=\"_blank\">CRD #5045123<\/a>), who was suspended by the state of Arkansas after failing to disclose an outstanding federal tax lien. This failure led to his discharge of employment by Worden Capital. He was previously discharged by SW Financial in 2017 for opening a branch office in another name and attempting to transfer his client list to the new brokerage. In the process, Saljooki also used an unauthorized email address for private client information.<\/p>\n<p>In October, FINRA suspended Saljooki indefinitely after he failed to respond to a request for information. He is now suspended in all capacities from associating with any FINRA member. He has not yet requested termination of the suspension, and will eventually be permanently barred.<\/p>\n<h3><strong>Did You Invest With Yousuf Saljooki at Worden Capital?<\/strong><\/h3>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-yousuf-saljooki\/\"  title=\"Continue Reading FINRA Suspends Broker Yousuf Saljooki\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Back in June, we told you about Yousuf Saljooki (CRD #5045123), who was suspended by the state of Arkansas after failing to disclose an outstanding federal tax lien. This failure led to his discharge of employment by Worden Capital. He was previously discharged by SW Financial in 2017 for opening a branch office in another [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[589,606,580],"tags":[301,1359,1426,926,925,1425],"class_list":["post-7603","post","type-post","status-publish","format-standard","hentry","category-churning-2","category-margin","category-stockbroker-misconduct","tag-churning","tag-finra-arbitration-lawyer","tag-margin","tag-worden-capital","tag-yousuf-saljooki","tag-yousuf-saljooki-worden-capital"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>FINRA Suspends Broker Yousuf Saljooki &#8212; Securities Arbitration Lawyers Blog &#8212; January 22, 2019<\/title>\n<meta name=\"description\" content=\"Back in June, we told you about Yousuf Saljooki (CRD #5045123), who was suspended by the state of Arkansas after failing to disclose an outstanding &#8212; January 22, 2019\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-yousuf-saljooki\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"FINRA Suspends Broker Yousuf Saljooki &#8212; Securities Arbitration Lawyers Blog &#8212; January 22, 2019\" \/>\n<meta name=\"twitter:description\" content=\"Back in June, we told you about Yousuf Saljooki (CRD #5045123), who was suspended by the state of Arkansas after failing to disclose an outstanding &#8212; January 22, 2019\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Zachary-Bader-Suspended-After-Multiple-Allegations-of-Churning.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"1 minute\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"FINRA Suspends Broker Yousuf Saljooki &#8212; Securities Arbitration Lawyers Blog &#8212; January 22, 2019","description":"Back in June, we told you about Yousuf Saljooki (CRD #5045123), who was suspended by the state of Arkansas after failing to disclose an outstanding &#8212; January 22, 2019","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-yousuf-saljooki\/","twitter_card":"summary_large_image","twitter_title":"FINRA Suspends Broker Yousuf Saljooki &#8212; Securities Arbitration Lawyers Blog &#8212; January 22, 2019","twitter_description":"Back in June, we told you about Yousuf Saljooki (CRD #5045123), who was suspended by the state of Arkansas after failing to disclose an outstanding &#8212; January 22, 2019","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Zachary-Bader-Suspended-After-Multiple-Allegations-of-Churning.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"1 minute"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-yousuf-saljooki\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-yousuf-saljooki\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"FINRA Suspends Broker Yousuf Saljooki","datePublished":"2019-01-22T15:04:12+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-yousuf-saljooki\/"},"wordCount":230,"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-yousuf-saljooki\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Zachary-Bader-Suspended-After-Multiple-Allegations-of-Churning-300x232.jpg","keywords":["churning","finra arbitration lawyer","margin","Worden Capital","Yousuf Saljooki","Yousuf Saljooki Worden Capital"],"articleSection":["Churning","Margin","Stockbroker Misconduct"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-yousuf-saljooki\/","url":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-yousuf-saljooki\/","name":"FINRA Suspends Broker Yousuf Saljooki &#8212; Securities Arbitration Lawyers Blog &#8212; January 22, 2019","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-yousuf-saljooki\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-yousuf-saljooki\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Zachary-Bader-Suspended-After-Multiple-Allegations-of-Churning-300x232.jpg","datePublished":"2019-01-22T15:04:12+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Back in June, we told you about Yousuf Saljooki (CRD #5045123), who was suspended by the state of Arkansas after failing to disclose an outstanding &#8212; January 22, 2019","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-yousuf-saljooki\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-yousuf-saljooki\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-yousuf-saljooki\/#primaryimage","url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Zachary-Bader-Suspended-After-Multiple-Allegations-of-Churning.jpg","contentUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Zachary-Bader-Suspended-After-Multiple-Allegations-of-Churning.jpg","width":1577,"height":1218},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-yousuf-saljooki\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"FINRA Suspends Broker Yousuf Saljooki"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/7603","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=7603"}],"version-history":[{"count":1,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/7603\/revisions"}],"predecessor-version":[{"id":7604,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/7603\/revisions\/7604"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=7603"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=7603"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=7603"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}