{"id":7466,"date":"2018-12-28T16:52:02","date_gmt":"2018-12-28T21:52:02","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=7466"},"modified":"2018-12-28T16:55:38","modified_gmt":"2018-12-28T21:55:38","slug":"atul-makharia-customer-disputes-allege-unsuitability","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/atul-makharia-customer-disputes-allege-unsuitability\/","title":{"rendered":"Atul Makharia Customer Disputes Allege Unsuitability"},"content":{"rendered":"

Atul Makharia (CRD #5070762<\/a>) is a registered broker currently employed with Centaurus Financial, Inc.<\/a> (CRD #30833) of Lexington, SC. Makharia\u2019s previous employers are J.P. Turner & Company, L.L.C. (CRD #43177), Gunnallen Financial, Inc. (CRD #17609), and First Allied Securities, Inc. (CRD #32444), also of Lexington, SC. Makharia has been in the industry since 2006.<\/p>\n

\"Broker-Ricardo-Broome-Permanently-Barred-From-FINRA-300x200-300x200\"There are three disclosures in Makharia\u2019s FINRA record. Two nearly identical customer disputes were filed on 11\/8\/018 and 10\/15\/2018. Both allege \u201cunsuitability,\u201d and one describes but doesn\u2019t include \u201cseveral other allegations associated therewith.\u201d <\/em>\u00a0Makharia denies allegations in both disputes. Both disputes are currently pending.<\/p>\n

A third customer dispute, filed on 1\/31\/2017 with the state of South Carolina, alleges that Makharia sold the customer a CD but failed to provide a prospectus. The client requested damages of $20,000. After an investigation provided the required information to the state, the claim was closed with no further actions.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Atul Makharia (CRD #5070762) is a registered broker currently employed with Centaurus Financial, Inc. (CRD #30833) of Lexington, SC. Makharia\u2019s previous employers are J.P. Turner & Company, L.L.C. (CRD #43177), Gunnallen Financial, Inc. (CRD #17609), and First Allied Securities, Inc. (CRD #32444), also of Lexington, SC. Makharia has been in the industry since 2006. There […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588,580,576],"tags":[1353,1354,856,1344,209],"class_list":["post-7466","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","category-stockbroker-misconduct","category-unsuitable-investment-advice","tag-atul-makharia","tag-atul-makharia-centaurus-financial","tag-centaurus-financial","tag-securities-fraud-attorney","tag-unsuitability"],"yoast_head":"\nAtul Makharia Customer Disputes Allege Unsuitability — Securities Arbitration Lawyers Blog — December 28, 2018<\/title>\n<meta name=\"description\" content=\"Atul Makharia (CRD #5070762) is a registered broker currently employed with Centaurus Financial, Inc. (CRD #30833) of Lexington, SC. 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