{"id":7434,"date":"2018-12-13T17:00:40","date_gmt":"2018-12-13T22:00:40","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=7434"},"modified":"2018-12-13T17:00:40","modified_gmt":"2018-12-13T22:00:40","slug":"three-customer-disputes-filed-against-robert-abramowitz","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/three-customer-disputes-filed-against-robert-abramowitz\/","title":{"rendered":"Three Customer Disputes Filed Against Robert Abramowitz"},"content":{"rendered":"

Robert Abramowitz (CRD #4437589<\/a>) is a currently registered broker and investment advisor employed with National Securities Corporation (CRD #7569) of Melville, NY. Previous employers include Oppenheimer & Co. Inc. (CRD #249) of Jericho, NY, Raymond James Financial Services, Inc. (CRD #6694) of Garden City, NY, and Wells Fargo Advisors, LLC (CRD #19616) of Great Neck, NY. He has been in the industry since 2001.<\/p>\n

\"FINRAAbramowitz has three disclosures in his record, all customer disputes. The most recent, on 7\/30\/2018, alleges \u201cbreach of contract, negligence, unsuitability, breach of fiduciary duty.\u201d <\/em>\u00a0The client is requesting damages of $100,000. No additional information is available.<\/p>\n

A previous customer dispute was filed on 3\/28\/2018, alleging that from 7\/26\/2011 – 4\/11\/2016, her investment objectives and risk tolerance were incorrectly state on her new account documentation. Additionally, the client alleged that her investments were unsuitable and were \u201cmisrepresented to her.\u201d The client requested damages of $149,236.86, and the firm settled for $75,000.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Robert Abramowitz (CRD #4437589) is a currently registered broker and investment advisor employed with National Securities Corporation (CRD #7569) of Melville, NY. Previous employers include Oppenheimer & Co. Inc. (CRD #249) of Jericho, NY, Raymond James Financial Services, Inc. (CRD #6694) of Garden City, NY, and Wells Fargo Advisors, LLC (CRD #19616) of Great Neck, […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[725,607,588,590,796,580,576],"tags":[167,1340,980,290],"class_list":["post-7434","post","type-post","status-publish","format-standard","hentry","category-breach-of-fiduciary-duty","category-failure-to-supervise","category-finra-arbitration","category-misrepresentation-and-omission-of-material-facts","category-negligence","category-stockbroker-misconduct","category-unsuitable-investment-advice","tag-national-securities-corporation","tag-robert-abramowitz","tag-scott-silver-national-securities-corporation","tag-securities-arbitration"],"yoast_head":"\nThree Customer Disputes Filed Against Robert Abramowitz — Securities Arbitration Lawyers Blog — December 13, 2018<\/title>\n<meta name=\"description\" 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