{"id":7357,"date":"2018-10-30T09:44:02","date_gmt":"2018-10-30T13:44:02","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=7357"},"modified":"2018-10-30T09:44:02","modified_gmt":"2018-10-30T13:44:02","slug":"centaurus-financial-customer-disputes","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/centaurus-financial-customer-disputes\/","title":{"rendered":"Centaurus Financial Customer Disputes"},"content":{"rendered":"<p>The SEC has strict rules about how a broker-dealer operates, runs their business and keeps records.\u00a0 Any variation from these rules can trigger a sanction or other regulatory process. Centaurus Financial has been the subject of multiple sanctions for various infractions and disputes filed by customers. For these regulatory sanctions, the company has paid over half a million dollars in penalties, fines and fees over the years. In some cases, there were no financial products involved or sold, only regulatory violations.<\/p>\n<p>Centaurus has paid out over three million dollars in securities arbitration awards and judgments.<\/p>\n<p>Attorney Scott Silver, of the Silver Law Group says:<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/centaurus-financial-customer-disputes\/\"  title=\"Continue Reading Centaurus Financial Customer Disputes\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>The SEC has strict rules about how a broker-dealer operates, runs their business and keeps records.\u00a0 Any variation from these rules can trigger a sanction or other regulatory process. Centaurus Financial has been the subject of multiple sanctions for various infractions and disputes filed by customers. For these regulatory sanctions, the company has paid over [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[593,594],"tags":[856,1001,290],"class_list":["post-7357","post","type-post","status-publish","format-standard","hentry","category-ponzi-schemes","category-real-estate-investment-trusts","tag-centaurus-financial","tag-scott-silver-centaurus-financial","tag-securities-arbitration"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Centaurus Financial Customer Disputes &#8212; Securities Arbitration Lawyers Blog &#8212; October 30, 2018<\/title>\n<meta name=\"description\" content=\"The SEC has strict rules about how a broker-dealer operates, runs their business and keeps records.\u00a0 Any variation from these rules can trigger a sanction &#8212; October 30, 2018\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/centaurus-financial-customer-disputes\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Centaurus Financial Customer Disputes &#8212; Securities Arbitration Lawyers Blog &#8212; October 30, 2018\" \/>\n<meta name=\"twitter:description\" content=\"The SEC has strict rules about how a broker-dealer operates, runs their business and keeps records.\u00a0 Any variation from these rules can trigger a sanction &#8212; October 30, 2018\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"1 minute\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Centaurus Financial Customer Disputes &#8212; 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