{"id":676,"date":"2017-04-05T23:20:01","date_gmt":"2017-04-06T03:20:01","guid":{"rendered":"http:\/\/www.elderfinancialfraudattorneys.com\/?p=676"},"modified":"2018-10-04T16:01:14","modified_gmt":"2018-10-04T20:01:14","slug":"finra-bars-anthony-mastroianni-failing-appear-testimony","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-bars-anthony-mastroianni-failing-appear-testimony\/","title":{"rendered":"FINRA Bars Anthony Mastroianni for Failing to Appear for Elder Fraud Testimony"},"content":{"rendered":"<h2 style=\"text-align: justify;\"><a href=\"http:\/\/www.elderfinancialfraudattorneys.com\/wp-content\/uploads\/2017\/04\/iStock-94026939.jpg\" target=\"_blank\"><img loading=\"lazy\" decoding=\"async\" class=\"alignnone wp-image-677\" src=\"http:\/\/www.elderfinancialfraudattorneys.com\/wp-content\/uploads\/2017\/04\/iStock-94026939-300x200.jpg\" alt=\"FINRA Bars Anthony Mastroianni for Failing to Appear for Testimony on elderfinancialfraudattorneys.com\" width=\"395\" height=\"263\" data-id=\"677\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/04\/iStock-94026939-300x200.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/04\/iStock-94026939-768x512.jpg 768w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/04\/iStock-94026939-1024x683.jpg 1024w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/04\/iStock-94026939-1000x667.jpg 1000w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/04\/iStock-94026939-180x120.jpg 180w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/04\/iStock-94026939.jpg 1254w\" sizes=\"auto, (max-width: 395px) 100vw, 395px\" \/><\/a><\/h2>\n<h2 style=\"text-align: justify;\">The New York broker was accused of churning an elderly customer\u2019s account<\/h2>\n<p style=\"text-align: justify;\">Anthony Mastroianni is no longer allowed to act as a broker. Due to allegations against him concerning excessive trading and borrowing client funds, the Financial Industry Regulatory Authority (FINRA) requested that he appear for on-the-record testimony. Because he refused, FINRA permanently barred him in December of 2016.<\/p>\n<p style=\"text-align: justify;\">A 12-year veteran of the securities industry, Mastroianni worked for five firms, ending his career at Meyers Associates, LP, which was formerly known as Roan-Meyers AssociatesJoseph Stevens &amp; Company, Inc. \u2013 Old Bridge, NJ<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-anthony-mastroianni-failing-appear-testimony\/\"  title=\"Continue Reading FINRA Bars Anthony Mastroianni for Failing to Appear for Elder Fraud Testimony\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>The New York broker was accused of churning an elderly customer\u2019s account Anthony Mastroianni is no longer allowed to act as a broker. Due to allegations against him concerning excessive trading and borrowing client funds, the Financial Industry Regulatory Authority (FINRA) requested that he appear for on-the-record testimony. Because he refused, FINRA permanently barred him [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1102],"tags":[9],"class_list":["post-676","post","type-post","status-publish","format-standard","hentry","category-blog","tag-finra"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Anthony Mastroianni : Elder Financial Fraud Alert<\/title>\n<meta name=\"description\" content=\"New York broker Anthony Mastroianni barred by FINRA after failing to appear for testimony regarding accusations of churning in elderly customers&#039; accounts.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-anthony-mastroianni-failing-appear-testimony\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Anthony Mastroianni : Elder Financial Fraud Alert\" \/>\n<meta name=\"twitter:description\" content=\"New York broker Anthony Mastroianni barred by FINRA after failing to appear for testimony regarding accusations of churning in elderly customers&#039; accounts.\" \/>\n<meta name=\"twitter:image\" content=\"http:\/\/www.elderfinancialfraudattorneys.com\/wp-content\/uploads\/2017\/04\/iStock-94026939-300x200.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Anthony Mastroianni : Elder Financial Fraud 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