{"id":6653,"date":"2018-09-12T08:04:04","date_gmt":"2018-09-12T12:04:04","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=6653"},"modified":"2018-09-26T10:15:20","modified_gmt":"2018-09-26T14:15:20","slug":"national-securities-corporation-frequent-customer-disputes-with-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/national-securities-corporation-frequent-customer-disputes-with-finra\/","title":{"rendered":"National Securities Corporation: Frequent Customer Disputes with FINRA"},"content":{"rendered":"

\"NationalHow the company has violated or been accused of violating FINRA regulations<\/strong><\/h2>\n

It is always important for investors to have a good understanding of the financial professionals they work with. Before handing over money to anyone, brokers should be vetted properly. This is why the Financial Industry Regulatory Authority (FINRA) created its BrokerCheck reports<\/a><\/span>.<\/p>\n

Not only do these provide good information on where brokers are licensed and their work histories, but they also reveal customer disputes, discharges, and alleged improper activity. But these reports don\u2019t just cover brokers \u2013 they also include their member firms.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

How the company has violated or been accused of violating FINRA regulations It is always important for investors to have a good understanding of the financial professionals they work with. Before handing over money to anyone, brokers should be vetted properly. This is why the Financial Industry Regulatory Authority (FINRA) created its BrokerCheck reports. Not […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[598,670,1102,582,575,588,577,592,605,587,594,599],"tags":[9,167],"class_list":["post-6653","post","type-post","status-publish","format-standard","hentry","category-alternate-investments","category-binary-options","category-blog","category-elder-fraud","category-exchange-traded-funds","category-finra-arbitration","category-finra-disciplinary-actions","category-finra-investor-alert","category-finra-regulatory-notice","category-mutual-funds","category-real-estate-investment-trusts","category-securities-arbitration","tag-finra","tag-national-securities-corporation"],"yoast_head":"\nNational Securities Corporation: Frequent Customer Disputes with FINRA — Securities Arbitration Lawyers Blog — September 12, 2018<\/title>\n<meta name=\"description\" content=\"How the company has violated or been accused of violating FINRA regulations It is always important for investors to have a good understanding of the — September 12, 2018\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/national-securities-corporation-frequent-customer-disputes-with-finra\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"National Securities Corporation: Frequent Customer Disputes with FINRA — Securities Arbitration Lawyers Blog — September 12, 2018\" \/>\n<meta name=\"twitter:description\" content=\"How the company has violated or been accused of violating FINRA regulations It is always important for investors to have a good understanding of the — September 12, 2018\" \/>\n<meta name=\"twitter:image\" 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