{"id":6638,"date":"2018-09-13T09:47:44","date_gmt":"2018-09-13T13:47:44","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=6638"},"modified":"2018-10-01T18:32:23","modified_gmt":"2018-10-01T22:32:23","slug":"finra-hands-satya-brata-shaw-six-month-suspension-and-10k-fine","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-hands-satya-brata-shaw-six-month-suspension-and-10k-fine\/","title":{"rendered":"FINRA Hands Satya Brata Shaw Six-Month Suspension and $10K Fine"},"content":{"rendered":"<p>Satya Brata Shaw (<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/1229175\" target=\"_blank\">CRD #1229175<\/a>) is a former registered broker and investment advisor last employed by Center Street Securities, Inc. (CRD #26898) of Wesley Chapel, FL, until November of 2016. His previous employers include Madison Avenue Securities, Inc. (CRD #23224) and AXA Advisors, LLC (CRD #6627) of Tampa, FL and MONY Securities Corporation (CRD #4386) of New York, NY. No current employment information is available. He has been in the industry since 1984.<\/p>\n<h3><strong>Business Ventures and Suspension<\/strong><\/h3>\n<p>Shaw was recently fined $10,000 and suspended by FINRA for six months, effective 08\/07\/2018 for numerous violations, including:<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/finra-hands-satya-brata-shaw-six-month-suspension-and-10k-fine\/\"  title=\"Continue Reading FINRA Hands Satya Brata Shaw Six-Month Suspension and $10K Fine\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Satya Brata Shaw (CRD #1229175) is a former registered broker and investment advisor last employed by Center Street Securities, Inc. (CRD #26898) of Wesley Chapel, FL, until November of 2016. His previous employers include Madison Avenue Securities, Inc. (CRD #23224) and AXA Advisors, LLC (CRD #6627) of Tampa, FL and MONY Securities Corporation (CRD #4386) [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[1255,1254,1256,290],"class_list":["post-6638","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct","tag-center-street-securities","tag-satya-brata-shaw","tag-scott-silver-center-street-securities","tag-securities-arbitration"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>FINRA Hands Satya Brata Shaw Six-Month Suspension and $10K Fine &#8212; Securities Arbitration Lawyers Blog &#8212; September 13, 2018<\/title>\n<meta name=\"description\" content=\"Satya Brata Shaw (CRD #1229175) is a former registered broker and investment advisor last employed by Center Street Securities, Inc. (CRD #26898) of &#8212; September 13, 2018\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-hands-satya-brata-shaw-six-month-suspension-and-10k-fine\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"FINRA Hands Satya Brata Shaw Six-Month Suspension and $10K Fine &#8212; Securities Arbitration Lawyers Blog &#8212; September 13, 2018\" \/>\n<meta name=\"twitter:description\" content=\"Satya Brata Shaw (CRD #1229175) is a former registered broker and investment advisor last employed by Center Street Securities, Inc. (CRD #26898) of &#8212; September 13, 2018\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"FINRA Hands Satya Brata Shaw Six-Month Suspension and $10K Fine &#8212; Securities Arbitration Lawyers Blog &#8212; September 13, 2018","description":"Satya Brata Shaw (CRD #1229175) is a former registered broker and investment advisor last employed by Center Street Securities, Inc. (CRD #26898) of &#8212; September 13, 2018","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/finra-hands-satya-brata-shaw-six-month-suspension-and-10k-fine\/","twitter_card":"summary_large_image","twitter_title":"FINRA Hands Satya Brata Shaw Six-Month Suspension and $10K Fine &#8212; Securities Arbitration Lawyers Blog &#8212; September 13, 2018","twitter_description":"Satya Brata Shaw (CRD #1229175) is a former registered broker and investment advisor last employed by Center Street Securities, Inc. (CRD #26898) of &#8212; September 13, 2018","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/finra-hands-satya-brata-shaw-six-month-suspension-and-10k-fine\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-hands-satya-brata-shaw-six-month-suspension-and-10k-fine\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"FINRA Hands Satya Brata Shaw Six-Month Suspension and $10K Fine","datePublished":"2018-09-13T13:47:44+00:00","dateModified":"2018-10-01T22:32:23+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-hands-satya-brata-shaw-six-month-suspension-and-10k-fine\/"},"wordCount":441,"keywords":["Center Street Securities","Satya Brata Shaw","scott silver Center Street Securities","Securities Arbitration"],"articleSection":["FINRA Disciplinary Actions","Stockbroker Misconduct"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/finra-hands-satya-brata-shaw-six-month-suspension-and-10k-fine\/","url":"https:\/\/www.silverlaw.com\/blog\/finra-hands-satya-brata-shaw-six-month-suspension-and-10k-fine\/","name":"FINRA Hands Satya Brata Shaw Six-Month Suspension and $10K Fine &#8212; Securities Arbitration Lawyers Blog &#8212; September 13, 2018","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"datePublished":"2018-09-13T13:47:44+00:00","dateModified":"2018-10-01T22:32:23+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Satya Brata Shaw (CRD #1229175) is a former registered broker and investment advisor last employed by Center Street Securities, Inc. 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