{"id":6635,"date":"2018-09-12T16:48:28","date_gmt":"2018-09-12T20:48:28","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=6635"},"modified":"2018-09-12T16:48:28","modified_gmt":"2018-09-12T20:48:28","slug":"h-j-sims-broker-laurence-green-accused-of-churning-unsuitability","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/h-j-sims-broker-laurence-green-accused-of-churning-unsuitability\/","title":{"rendered":"H.J. Sims Broker Laurence Green Accused Of Churning, Unsuitability"},"content":{"rendered":"

\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Financial-Advisors-Inc.-Accused-of-Converting-Funds-300x202.jpg\"Laurence Green (CRD #604082<\/a>) is a formerly registered broker. His last registration was with Herbert J. Sims & Co. Inc. (CRD #3420) of Ellijay, GA, and was with them from 2002 until January of 2018. His previous employers include Ryan, Beck & Co., LLC. (CRD #3248) of Florham Park, NJ, Gruntal & Co., L.L.C. (CRD #372) of New York, NY, and A. F. Best Securities, Inc. (CRD #14335) of Coral Springs, FL.\u00a0 No current employment information is available. He began in the industry in 1980.<\/p>\n

Green is the subject of two current disclosures, both customer disputes that are similar and listed as \u201cpending.\u201d The first was filed on 05\/09\/2018 by a customer who accuses Green of unsuitability, investing in risky oil and gas securities and churning, causing economic losses. No damages are specified.<\/p>\n

The second customer complaint alleges \u201cunsuitable investments, churning, breach of fiduciary and excessive trading\u201d <\/em>during 2013. In this case, the customer is requesting damages of $375,000.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Laurence Green (CRD #604082) is a formerly registered broker. His last registration was with Herbert J. Sims & Co. Inc. (CRD #3420) of Ellijay, GA, and was with them from 2002 until January of 2018. His previous employers include Ryan, Beck & Co., LLC. (CRD #3248) of Florham Park, NJ, Gruntal & Co., L.L.C. (CRD […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[589,601,580,576],"tags":[1251,153,1250,1252,1253,290],"class_list":["post-6635","post","type-post","status-publish","format-standard","hentry","category-churning-2","category-oil-gas-fraud","category-stockbroker-misconduct","category-unsuitable-investment-advice","tag-herbert-j-sims-co-inc","tag-hj-sims","tag-laurence-green","tag-scott-silver-herbert-j-sims-co-inc","tag-scott-silver-hj-sims","tag-securities-arbitration"],"yoast_head":"\nH.J. 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